MS
Mark D. Samson
XML FINANCIAL GROUP | Senior Partner
Fort Washington, PA 19034
Some features on this profile are disabled
CRD#: 1852092
MS
Professional summary
Mark Dale Samson is a registered financial advisor currently at XML FINANCIAL GROUP located in Fort Washington, Pennsylvania and XML SECURITIES located in Longport, New Jersey.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Mark has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Philanthropic services
Financial planning
Institutional consulting
Loans/credit services
Trust & estate planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
2M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
7/2022 BR Financial Associates Management Company, LLC, management company for XML Financial, LLC and XML Securities, LLC, located at XML headquarters, principal 10hr/month/trading. 8/2023 FFL Investments, LLC, Lafayette Hill, PA 19444 ,co-owner of entity used for personal, passive private investments. 1hr/month/trading.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Dale Samson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2022 - Present
XML FINANCIAL GROUP
Office #1: 500 Office Center Drive, Suite 103,, Fort Washington, PA 19034RIA
CRD#: 284987
Fort Washington, PA
Current
July 1, 2022 - Present
XML SECURITIES
Office #3: 500 Office Center Drive, Suite 103,, Fort Washington, PA 19034BD
CRD#: 145589
Longport, NJ
Past
September 28, 2016 - July 11, 2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
FORT WASHINGTON, PA
Past
May 4, 2012 - July 11, 2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
FORT WASHINGTON, PA
Past
October 1, 1999 - May 4, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CONSHOHOCKEN, PA
Past
November 3, 1995 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Past
January 17, 1991 - November 7, 1995
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
October 4, 1990 - January 29, 1991
PENN CAPITAL FINANCIAL SERVICES, INC.
BD
CRD#: 10640
PITTSBURGH, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
XF
XML FINANCIAL GROUP
COLLINS INVESTMENT GROUP | XML FINANCIAL, LLC | XML FINANCIAL GROUP | SAMSON WEALTH MANAGEMENT GROUP | OREN ADVISORS, LLC | LARA MAY ADVISORS
CRD#: 284987 / SEC#: 801-108376
RIA
Registered Investment Advisory firm - (9/12/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/14/2022)
RR
Arizona(7/1/2022)
RR
California(7/1/2022)
RR
Colorado(7/1/2022)
RR
Delaware(2/18/2025)
RR
District of Columbia(1/4/2023)
RR
Florida(7/1/2022)
IAR
Florida(12/6/2022)
RR
Georgia(7/1/2022)
RR
Illinois(7/1/2022)
RR
Maine(7/1/2022)
RR
Maryland(7/1/2022)
RR
Massachusetts(7/1/2022)
RR
Michigan(7/1/2022)
RR
Missouri(1/9/2023)
RR
Nevada(7/1/2022)
RR
New Jersey(7/1/2022)
IAR
New Jersey(5/15/2023)
RR
New York(7/1/2022)
RR
North Carolina(7/1/2022)
RR
Ohio(7/1/2022)
RR
Oregon(5/12/2023)
RR
Pennsylvania(7/1/2022)
IAR
Pennsylvania(7/1/2022)
RR
Tennessee(2/14/2023)
RR
Texas(7/1/2022)
RR
Virginia(7/1/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
XF
XML FINANCIAL GROUP
COLLINS INVESTMENT GROUP | XML FINANCIAL, LLC | XML FINANCIAL GROUP | SAMSON WEALTH MANAGEMENT GROUP | OREN ADVISORS, LLC | LARA MAY ADVISORS
CRD#: 284987 / SEC#: 801-108376
RIA
Registered Investment Advisory firm - (9/12/2016 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
6901 Rockledge Drive Suite 730, Bethesda, MD 20817
Mailing Address
Phone number
(301) 770-5234
Established
Firm type
Fiscal year end
# of Employees
53
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,044 |
| AUM (Assets Under Management) | $ 2,993,236,597 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/19/2024 | ||
| 07/19/2023 | ||
| 11/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
XML FINANCIAL GROUP
Senior PartnerCRD#: 284987Fort Washington, PA 19034TRUST BUT VERIFY
Monitor Mark Samson
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
