Donald L. Linton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Lowry Linton, who also goes by Don Linton Jr, Donald Lowry Linton Jr, Donald Lowry Linton, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1988. Donald had worked at 4 firms and has passed the Series 63, Series 56 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2012 - January 14, 2013
WTS PROPRIETARY TRADING GROUP LLC
March 11, 1996 - April 7, 1997
W.J. NOLAN & COMPANY, INC.
September 1, 1995 - February 8, 1996
VAN DER MOOLEN SPECIALISTS USA, LLC
November 8, 1994 - September 1, 1995
LOM CLEARING CORP.
September 3, 1993 - November 7, 1994
VAN DER MOOLEN SPECIALISTS USA, LLC
December 11, 1989 - October 2, 1991
W.J. NOLAN & COMPANY, INC.
August 31, 1988 - April 4, 1989
W.J. NOLAN & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 2/6/2012
Proprietary Trader Qualification ExaminationCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
