BS
Blanca Sanabria
NEWEDGE SECURITIES
Stamford, CT 06902
Some features on this profile are disabled
CRD#: 1850049
BS
Professional summary
Blanca Sanabria is a registered financial professional currently at NEWEDGE SECURITIES, LLC located in Stamford, Connecticut.
Blanca is registered as a RR (Registered Representative) and started their career in finance in 1988. Blanca has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Blanca Sanabria's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 11, 2020 - Present
NEWEDGE SECURITIES, LLC
Office #1: 2200 Atlantic Street 2nd Fl South, Stamford, CT 06902BD
CRD#: 10674
Stamford, CT
Past
October 3, 2008 - December 22, 2020
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
NEW YORK, NY
Past
October 3, 2008 - December 22, 2020
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
NEW YORK, NY
Past
September 22, 2008 - October 23, 2008
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
NEW YORK, NY
Past
April 16, 2008 - October 9, 2008
LEHMAN BROTHERS INC.
RIA
CRD#: 7506
NEW YORK, NY
Past
September 23, 2003 - September 22, 2008
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
November 23, 1988 - September 22, 2003
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/4/2021)
RR
California(2/4/2021)
RR
Colorado(2/4/2021)
RR
Connecticut(12/11/2020)
RR
Delaware(2/4/2021)
RR
District of Columbia(2/4/2021)
RR
Florida(2/4/2021)
RR
Georgia(1/2/2024)
RR
Idaho(1/2/2025)
RR
Illinois(2/4/2021)
RR
Kentucky(2/4/2021)
RR
Maine(2/4/2021)
RR
Maryland(2/4/2021)
RR
Massachusetts(2/4/2021)
RR
Michigan(1/3/2023)
RR
Missouri(2/4/2021)
RR
Nevada(2/4/2021)
RR
New Hampshire(4/3/2024)
RR
New Jersey(2/4/2021)
RR
New Mexico(1/3/2023)
RR
New York(2/4/2021)
RR
North Carolina(2/4/2021)
RR
Oregon(2/4/2021)
RR
Pennsylvania(2/4/2021)
RR
Puerto Rico(2/25/2025)
RR
Rhode Island(2/4/2021)
RR
South Carolina(2/4/2021)
RR
South Dakota(2/4/2021)
RR
Tennessee(2/4/2021)
RR
Texas(2/4/2021)
RR
Utah(1/3/2023)
RR
Vermont(2/4/2021)
RR
Virginia(2/4/2021)
RR
Washington(2/4/2021)
RR
Wisconsin(2/4/2021)
RR
Wyoming(2/4/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NS
NEWEDGE SECURITIES, LLC
MID ATLANTIC CAPITAL CORPORATION | NEWEDGE SECURITIES, LLC | NEWEDGE SECURITIES, INC. | NEWEDGE SECURITIES LLC | MID ATLANTIC SECURITIES CORPORATION | MID ATLANTIC CAPITAL SECURITIES
CRD#: 10674 / SEC#: , 8-27663
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1251 Waterfront Place Suite 510, Pittsburgh, PA 15222-6368
Mailing Address
1251 Waterfront Place Suite 510, Pittsburgh, PA 15222-6368
Phone number
(412) 391-7077
Established
Pennsylvania since 12/14/1981
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWEDGE CAPITAL GROUP, LLC | SHAREHOLDER | |
| BANCO, JOSEPH FRANKLIN JR | PRINCIPAL FINANCIAL OFFICER AND CFO | 2850198 |
| CHAFFEE, HAROLD GERARD | CHIEF COMPLIANCE OFFICER | 2905661 |
| FONG, SARAH F | VICE PRESIDENT | 2937709 |
| JENKINS, WILLIAM HENRY | MANAGING DIRECTOR - SUPERVISION | 3004337 |
| SCHNIER, DAVID JASON | GENERAL COUNSEL AND SECRETARY | 5110928 |
| SESLER, JEAN ANN | PRINCIPAL OPERATIONS OFFICER | 1809578 |
| SMITH, KYLE PETER | PRESIDENT | 2142563 |
Disclosures
| Regulatory Event | 9 |
| Civil Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
