Robert S. Klanfer
Professional summary
Robert Steven Klanfer is a registered financial professional currently at VISION FINANCIAL MARKETS LLC located in Stamford, Connecticut.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1988. Robert has worked at 3 firms and has passed the Series 63, SIE, Series 99 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Steven Klanfer's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 25, 2016 - Present
VISION FINANCIAL MARKETS LLC
Office #1: 1010 Washington Blvd Suite 300, Stamford, CT 06901February 26, 1990 - March 17, 1990
ROBERT TODD FINANCIAL CORP.
July 12, 1988 - March 20, 1990
DAVID LERNER ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
VISION FINANCIAL MARKETS LLC
CRD#: 142271 / SEC#: , 8-67447
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROTHMAN, HOWARD MARTIN | PRESIDENT, CFO, CEO, FINOP, PRINCIPAL FINANCIAL OFFICER | 1098190 |
| ROTHMAN, MICHAEL DAVID | GENERAL MANAGER | 6682487 |
| FELAG, JOHN CHRISTOPHER | CHIEF RISK OFFICER | 1874602 |
| HERRITT, JOSHUA DAVID | VP ADMINISTRATION, MUNICIPAL BOND PRINCIPAL, AND ROSFP | 6205459 |
| KARAFA, JOHN MICHAEL | CHIEF COMPLIANCE OFFICER, AMLCO, AND ROSFP | 2927594 |
| MARTINEZ, ANA | VICE PRESIDENT OPERATIONS, PRINCIPAL OPERATIONS OFFICER | 5288054 |
Disclosures
| Regulatory Event | 32 |
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