Thomas Bassett Winmill
Professional Summary
Thomas Bassett Winmill is a registered financial advisor currently at MIDAS SECURITIES GROUP, INC. located in Rochester, New York. Thomas is registered as a RR (Registered Representative) and started their career in finance in 1988. Thomas has worked at 3 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 27, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
BULL & BEAR MARKETING SERVICES | MIDAS SECURITIES GROUP, INC. | INVESTOR SERVICE CENTER, INC.
Contact Information
Main Address
17 Old Drewsville Rd., Walpole, NH 03608Mailing Address
P.o. Box 4, Walpole, NH 03608Phone Number
(212) 785-0900Established
Delaware since 12/19/1985Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WINMILL & CO. INCORPORATED | PARENT COMPANY | — |
| KAMERMAN, RUSSELL LOUIS | SECRETARY, GENERAL COUNSEL, AND CHIEF COMPLIANCE OFFICER | 6432984 |
| KLIMOSKI, DONALD II | ASSISTANT SECRETARY, ASSISTANT GENERAL COUNSEL, AND ASSISTANT CHIEF COMPLIANCE OFFICER | 6854924 |
| OMALLEY, THOMAS | DIRECTOR, CFO, CAO, TREASURER, CONTROLLER | 1144851 |
| WINMILL, MARK CAMPBELL | PRINCIPAL | 1181703 |
| WINMILL, THOMAS BASSETT | DIRECTOR, CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHIEF LEGAL OFFICER | 1849082 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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RAYMOND JAMES & ASSOCIATES, INC.
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State Registrations and Notice Filings
(3/12/2010)
(1/5/2018)
(9/11/2000)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Apr 2000SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas Bassett Winmill's CRS (Customer Relationship Summary).
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