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Mark Campbell Winmill

MIDAS SECURITIES GROUP
Rochester, NY
·CRD# 1181703·44 years experience

Professional Summary

Mark Campbell Winmill, who also goes by Winmill, is a registered financial advisor currently at MIDAS SECURITIES GROUP, INC. located in Rochester, New York. Mark is registered as a RR (Registered Representative) and started their career in finance in 1983. Mark has worked at 4 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Winmill

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

MIDAS SECURITIES GROUP, INC.·CRD# 14009
BD
2255 Buffalo Road, Rochester, NY 14624
November 13, 2002 - Present
BEXIL SECURITIES LLC·CRD# 153813
BD
New York, NY
November 23, 2010 - October 5, 2018
MIDAS SECURITIES GROUP, INC.·CRD# 14009
BD
December 23, 1987 - February 18, 1988
BULL & BEAR SECURITIES, INC.·CRD# 15142
BD
New York, NY
October 20, 1987 - March 20, 2000
SOUTHPORT SECURITIES CORPORATION·CRD# 12622
BD
July 27, 1983 - July 19, 1985

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Current Firm

MS
MIDAS SECURITIES GROUP, INC.

BULL & BEAR MARKETING SERVICES | MIDAS SECURITIES GROUP, INC. | INVESTOR SERVICE CENTER, INC.

CRD#: 14009 / SEC#: 8-29751
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

17 Old Drewsville Rd., Walpole, NH 03608

Mailing Address

P.o. Box 4, Walpole, NH 03608

Phone Number

(212) 785-0900

Established

Delaware since 12/19/1985

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
WINMILL & CO. INCORPORATEDPARENT COMPANY—
KAMERMAN, RUSSELL LOUISSECRETARY, GENERAL COUNSEL, AND CHIEF COMPLIANCE OFFICER6432984
KLIMOSKI, DONALD IIASSISTANT SECRETARY, ASSISTANT GENERAL COUNSEL, AND ASSISTANT CHIEF COMPLIANCE OFFICER6854924
OMALLEY, THOMASDIRECTOR, CFO, CAO, TREASURER, CONTROLLER1144851
WINMILL, MARK CAMPBELLPRINCIPAL1181703
WINMILL, THOMAS BASSETTDIRECTOR, CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHIEF LEGAL OFFICER1849082

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(11/23/2010)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1982About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1987About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Jan 2023About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mark Campbell Winmill's CRS (Customer Relationship Summary).

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