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Joel Christopher Strauch

ENGLAND SECURITIES
McLean, VA
·CRD# 1848795·36 years experience

Professional Summary

Joel Christopher Strauch is a registered financial advisor currently at ENGLAND SECURITIES, LLC located in Mclean, Virginia. Joel is registered as a RR (Registered Representative) and started their career in finance in 1990. Joel has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 52 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

ENGLAND SECURITIES, LLC·CRD# 129932
BD
1650 Tysons Boulevard Suite 800, Mclean, VA 22102
January 18, 2024 - Present
DC ADVISORY·CRD# 129919
BD
Washington Dc, DC
March 1, 2018 - November 9, 2023
SIGNAL HILL CAPITAL GROUP LLC·CRD# 122782
BD
Reston, VA
August 2, 2010 - March 1, 2018
UPDATA SECURITIES, INC.·CRD# 128333
BD
Reston, VA
July 14, 2005 - July 16, 2010
KATALYST SECURITIES LLC·CRD# 112494
BD
New York, NY
February 11, 2002 - May 26, 2005
SILVERWOOD PARTNERS·CRD# 115589
BD
Sherborn, MA
December 10, 2001 - January 8, 2002
GLEACHER & COMPANY SECURITIES, INC.·CRD# 298
BD
New York, NY
September 24, 1999 - July 18, 2001
H.C.WAINWRIGHT & CO., LLC·CRD# 375
BD
New York, NY
July 10, 1996 - October 6, 1999
ALEX. BROWN & SONS INCORPORATED·CRD# 20
BD
January 8, 1990 - November 21, 1994

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Current Firm

ES
ENGLAND SECURITIES, LLC

ENGLAND SECURITIES, LLC

CRD#: 129932 / SEC#: 8-66274
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

1000 Louisiana Street Suite 6550, Houston, TX 77002

Mailing Address

1000 Louisiana Street Suite 6550, Houston, TX 77002

Phone Number

(713) 357-9440

Established

District of Columbia since 11/28/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (13 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ENGLAND & COMPANY, LLCSHAREHOLDER—
ENGLAND, CRAIG WILLIAMMANAGING MEMBER, PRINCIPAL, SHAREHOLDER, CHIEF COMPLIANCE OFFICER2038219
ENGLAND, CRAIG WILLIAMFINOP2038219

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Virginia
(1/18/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2005About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1998About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed Jan 1990About the Series 52 exam

Series 24 — General Securities Principal Examination

Passed Oct 2002About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Joel Christopher Strauch's CRS (Customer Relationship Summary).

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