Joel C. Strauch

ENGLAND SECURITIES

Mclean, VA 22102

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CRD#: 1848795

Professional summary

Joel Christopher Strauch is a registered financial professional currently at ENGLAND SECURITIES, LLC located in Mclean, Virginia.

Joel is registered as a RR (Registered Representative) and started their career in finance in 1990. Joel has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 52 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joel Christopher Strauch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 18, 2024 - Present

ENGLAND SECURITIES, LLC

Office #1: 1650 Tysons Boulevard Suite 800, Mclean, VA 22102

CRD#: 129932

Mclean, VA

Past

March 1, 2018 - November 9, 2023

DC ADVISORY

CRD#: 129919

Washington DC, DC

Past

August 2, 2010 - March 1, 2018

SIGNAL HILL CAPITAL GROUP LLC

CRD#: 122782

RESTON, VA

Past

July 14, 2005 - July 16, 2010

UPDATA SECURITIES, INC.

CRD#: 128333

RESTON, VA

Past

February 11, 2002 - May 26, 2005

KATALYST SECURITIES LLC

CRD#: 112494

NEW YORK, NY

Past

December 10, 2001 - January 8, 2002

SILVERWOOD PARTNERS

CRD#: 115589

SHERBORN, MA

Past

September 24, 1999 - July 18, 2001

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

NEW YORK, NY

Past

July 10, 1996 - October 6, 1999

H.C.WAINWRIGHT & CO., LLC

CRD#: 375

NEW YORK, NY

Past

January 8, 1990 - November 21, 1994

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Virginia
(1/18/2024)

Exams

State Security Law Exam

Series 63

Date: 8/18/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/12/1998

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 1/5/1990

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/22/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ENGLAND SECURITIES, LLC

CRD#: 129932 / SEC#: , 8-66274

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

1000 Louisiana Street Suite 6550, Houston, TX 77002

Mailing Address

1000 Louisiana Street Suite 6550, Houston, TX 77002

Phone number

(713) 357-9440

Established

District of Columbia since 11/28/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ENGLAND & COMPANY, LLC	SHAREHOLDER
ENGLAND, CRAIG WILLIAM	MANAGING MEMBER, PRINCIPAL, SHAREHOLDER, CHIEF COMPLIANCE OFFICER	2038219
ENGLAND, CRAIG WILLIAM	FINOP	2038219

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Joel C. Strauch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joel Christopher Strauch's CRS (Customer Relationship Summary).

Certified licenses

Experience

DC ADVISORY

SIGNAL HILL CAPITAL GROUP LLC

UPDATA SECURITIES, INC.

KATALYST SECURITIES LLC

SILVERWOOD PARTNERS

GLEACHER & COMPANY SECURITIES, INC.

H.C.WAINWRIGHT & CO., LLC

ALEX. BROWN & SONS INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 8/18/2005

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/12/1998

Series 52

Date: 1/5/1990

Series 24

Date: 10/22/2002

FINRA

Current Firm

ENGLAND SECURITIES, LLC

Contact information

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ENGLAND SECURITIES, LLC

TRUST BUT VERIFY

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