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Honor M. Donovan

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CRD#: 1847983
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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Honor Marie Donovan was a registered financial professional .

Honor is a previously registered financial professional and started their career in finance in 1988. Honor had worked at 8 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 5, 2011 - February 23, 2011

APB FINANCIAL GROUP, LLC

BD
CRD#: 38235
NEW YORK, NY
Past

July 8, 2008 - May 6, 2014

CAPLIGHT MARKETS LLC

BD
CRD#: 103970
EASTON, CT
Past

October 18, 2005 - September 11, 2006

CAPLIGHT MARKETS LLC

BD
CRD#: 103970
NORWALK, CT
Past

November 15, 2004 - August 31, 2005

KEVIN DANN & PARTNERS, LLC

BD
CRD#: 113591
NEW YORK, NY
Past

January 29, 2003 - December 1, 2004

WHITAKER SECURITIES LLC

BD
CRD#: 121465
NEW YORK, NY
Past

January 14, 2000 - December 19, 2002

LADENBURG THALMANN & CO. INC.

BD
CRD#: 505
NEW YORK, NY
Past

February 4, 1997 - January 12, 2000

MAY, DAVIS GROUP INC.

BD
CRD#: 35622
NEW YORK, NY
Past

April 20, 1989 - March 24, 1997

WR LAZARD, LAIDLAW INCORPORATED

BD
CRD#: 6010
NEW YORK, NY
Past

July 19, 1988 - April 17, 1989

BLUESTONE CAPITAL CORP.

BD
CRD#: 13516

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/26/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/16/1988
General Securities Representative Examination

Current Firm

AF
APB FINANCIAL GROUP, LLC
ABERNATHY PERFORMANCE BROKERAGE, INC. | THE ABERNATHY TECHNOLOGY RESEARCH INSTITUTE, INC. | N/A | BRISTOL CAPITAL, CORP. | APB FINANICIAL GROUP, INC. | APB FINANCIAL GROUP, LLC | APB FINANCIAL GROUP, INC. | APB FINANCIAL GROUP, INC | APB FINANCIAL GROUP LLC | APB FINANCIAL GROUP INC | ABERNATHY, LEET INSTITUTE OF FINANCIAL RESEARCH INC. | ABERNATHY, LEET INSTITUE OF FINANCIAL RESEARCH CORP.

CRD#: 38235 / SEC#: , 8-48144

BD
Terminated by SEC on 04/22/2017
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 06/09/2009
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
ABERNATHY, STEVEN HOLTMEMBER, GSP, CEO1276378
COYLE, EDWARD FRANCISGSP, CCO1257412
KIRSCHENBLATT, CHAD ETHANFIN OP2503352
LEMOINE, DEBRA ANNCORPORATE SECRETARY1390321

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

APB FINANCIAL GROUP, LLC

CRD#: 38235

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