Steven Holt Abernathy
Professional Summary
Steven Holt Abernathy is a registered financial advisor currently at ABERNATHY GROUP II LLC located in New York, New York. Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Steven has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
401K PLAN ADMINISTRATORS | PHYSICAN FAMILY OFFICE | ABERNATHY GROUP II LLC
Contact Information
Main Address
530 Fifth Avenue 17 Floor, New York, NY 10036Phone Number
(212) 293-3499# of Employees
4SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
94AUM (Assets Under Management)
$80,196,208Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
401K PLAN ADMINISTRATORS | PHYSICAN FAMILY OFFICE | ABERNATHY GROUP II LLC
State Registrations and Notice Filings
(5/30/2021)
(2/10/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Steven Holt Abernathy's CRS (Customer Relationship Summary).
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