Stuart M. Mcdowell
Professional summary
Stuart Mullendore Mcdowell is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Andover, Massachusetts and EMPOWER FINANCIAL SERVICES, INC. located in Grafton, Massachusetts.
Stuart is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Stuart has worked at 9 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 6, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stuart Mullendore Mcdowell's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2017 - Present
EMPOWER ADVISORY GROUP, LLC
December 22, 2015 - Present
EMPOWER FINANCIAL SERVICES, INC.
May 17, 2007 - December 31, 2012
ANDOVER WEALTH MANAGEMENT, INC
April 27, 2007 - September 28, 2011
CAMBRIDGE INVESTMENT RESEARCH, INC.
September 27, 2006 - August 7, 2007
MASSACHUSETTS WEALTH MANAGEMENT, INC
May 8, 2003 - April 27, 2007
LPL FINANCIAL LLC
October 7, 1996 - April 27, 2007
LPL FINANCIAL LLC
January 24, 1994 - October 22, 1996
IFMG SECURITIES, INC.
June 22, 1988 - January 17, 1994
IDS LIFE INSURANCE COMPANY
June 22, 1988 - January 17, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
