Gerard P. Marino

HAMILTON LANE SECURITIES LLC

Conshohocken, PA 19428

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CRD#: 1844358

Professional summary

Gerard Patrick Marino, AIF®, CIMA®, who also goes by Roddy Marino, is a registered financial professional currently at HAMILTON LANE SECURITIES LLC located in Conshohocken, Pennsylvania.

Gerard is registered as a RR (Registered Representative) and started their career in finance in 1998. Gerard has worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Roddy Marino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gerard Patrick Marino's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CIMA^®

Certified Investment Management Analyst

Experience

Current

February 14, 2020 - Present

HAMILTON LANE SECURITIES LLC

Office #1: 110 Washington Street Suite 1300, Conshohocken, PA 19428

CRD#: 281510

Conshohocken, PA

Past

November 4, 2015 - June 19, 2019

BRINKER CAPITAL INC

RIA

CRD#: 111743

BERWYN, PA

Past

October 1, 2015 - June 19, 2019

BRINKER CAPITAL SECURITIES, LLC

CRD#: 38123

BERWYN, PA

Past

March 10, 2010 - September 14, 2015

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

CRD#: 25567

NEW YORK, NY

Past

January 31, 2006 - January 28, 2010

CHARTWELL INVESTMENT PARTNERS

RIA

CRD#: 106157

BERWYN, PA

Past

August 23, 2005 - November 30, 2005

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

December 2, 2004 - January 28, 2005

CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC.

CRD#: 40644

JENKINTOWN, PA

Past

December 1, 2004 - January 27, 2005

TURNER INVESTMENTS, L.P.

RIA

CRD#: 105954

BERWYN, PA

Past

May 9, 2003 - December 1, 2004

TURNER INVESTMENTS, L.P.

RIA

CRD#: 105954

BERWYN, PA

Past

February 11, 2002 - December 1, 2004

CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC.

CRD#: 40644

JENKINTOWN, PA

Past

February 20, 1998 - January 26, 2001

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(2/14/2020)

Exams

State Security Law Exam

Series 63

Date: 3/19/2010

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/8/2007

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/9/2010

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/12/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HAMILTON LANE SECURITIES LLC

CRD#: 281510 / SEC#: , 8-69675

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

110 Washington Street Suite 1300, Conshohocken, PA 19428

Mailing Address

110 Washington Street Suite 1300, Conshohocken, PA 19428

Phone number

(610) 934-2222

Established

Delaware since 08/17/2015

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
HAMILTON LANE	MEMBER	107876
BRENNAN, STEPHEN RICHARD JR	CHIEF EXECUTIVE OFFICER	2488932
ROMERO, MONIQUE VICTORIA	FINOP	6712654
SHIN, ROBERT	CHIEF COMPLIANCE OFFICER	2683514

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gerard P. Marino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gerard Patrick Marino's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRINKER CAPITAL INC

BRINKER CAPITAL SECURITIES, LLC

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

CHARTWELL INVESTMENT PARTNERS

FORESIDE FUND SERVICES, LLC

CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC.

TURNER INVESTMENTS, L.P.

TURNER INVESTMENTS, L.P.

CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC.

NUVEEN SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/19/2010

Series 65

Date: 1/8/2007

SIE

Date: 10/1/2018

Series 7

Date: 3/9/2010

Series 24

Date: 4/12/2010

FINRA

Current Firm

HAMILTON LANE SECURITIES LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

HAMILTON LANE SECURITIES LLC

TRUST BUT VERIFY

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