BH
Bradley R. Harris
LANTERN WEALTH ADVISORS
New York, NY 10022
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CRD#: 1843928
BH
Professional summary
Bradley Richard Harris, who also goes by Bradley R Harris, is a registered financial advisor currently at LANTERN WEALTH ADVISORS, LLC located in New York, New York and HEROLD & LANTERN INVESTMENTS, INC. located in New York, New York.
Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Bradley has worked at 3 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bradley R Harris
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
As of 09/29/2017 Lantern Wealth Advisors, LLC. Investment Related. Headquarters located at 35 Pinelawn Road Melville, NY 11747. Acting as a registered investment advisor representative. 10 hours/month most of which are during securities trading hours. Duties involve managing client assets for a fee. As of 09/29/2017 Managing member of BRH50, LLC located at 340 E 72nd St NY, NY 10021. Not investment related. This entity acts as a conduit for managing the branch office as a non-securities related business. Approximately 15 hours/month most of which will not be during securities trading hours. Municipal Bond Club of New York, non-investment related, nonprofit club (association. Treasurer since December 2016. Volunteer 6-8 hours/month about 2 hours/month during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Bradley Richard Harris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 29, 2017 - Present
LANTERN WEALTH ADVISORS, LLC
Office #1: 14 E 60th St Room 502, New York, NY 10022RIA
CRD#: 147420
New York, NY
Current
September 29, 2017 - Present
HEROLD & LANTERN INVESTMENTS, INC.
Office #1: 845 Third Avenue Suite 1703, New York, NY 10022BD
CRD#: 30996
New York, NY
Past
July 18, 1989 - October 25, 2017
DOUGLAS & CO. MUNICIPALS, INC.
BD
CRD#: 7176
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LANTERN WEALTH ADVISORS, LLC
LANTERN ADVISERS LLC | LANTERN WEALTH ADVISORS, LLC
CRD#: 147420 / SEC#: 801-79035
RIA
Registered Investment Advisory firm - (1/15/2014 Approved)California
Registered Investment Advisory firm - (2/16/2014 Terminated)New Jersey
Registered Investment Advisory firm - (2/10/2014 Terminated)New York
Registered Investment Advisory firm - (1/17/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/29/2017)
RR
Connecticut(9/29/2017)
RR
Delaware(1/3/2022)
RR
Florida(9/29/2017)
RR
Illinois(6/22/2020)
RR
Kansas(11/10/2021)
RR
Massachusetts(7/1/2020)
RR
Michigan(11/30/2020)
RR
New Jersey(9/29/2017)
RR
New York(9/29/2017)
IAR
New York(9/23/2024)
RR
Ohio(11/26/2019)
RR
Pennsylvania(3/11/2020)
RR
Washington(11/20/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LW
LANTERN WEALTH ADVISORS, LLC
LANTERN ADVISERS LLC | LANTERN WEALTH ADVISORS, LLC
CRD#: 147420 / SEC#: 801-79035
RIA
Registered Investment Advisory firm - (1/15/2014 Approved)California
Registered Investment Advisory firm - (2/16/2014 Terminated)New Jersey
Registered Investment Advisory firm - (2/10/2014 Terminated)New York
Registered Investment Advisory firm - (1/17/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
35 Pinelawn Road Suite 101e, Melville, NY 11747
Mailing Address
Phone number
(631) 454-2000
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 379 |
| AUM (Assets Under Management) | $ 265,466,991 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
