SR
Stuart L. Rosenthal
CETERA INVESTMENT ADVISERS LLC
MANASSAS, VA 20110-4154
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CRD#: 1839398
SR
Professional summary
Stuart Laurence Rosenthal, CFP®, who also goes by Larry Rosenthal, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Manassas, Virginia and CETERA WEALTH SERVICES, LLC located in Baltimore, Maryland.
Stuart is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Stuart has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Larry Rosenthal
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 9265 CORPORATE CIRCLE; MANASSAS; VA; 20110; Fixed insurance sales; Independent insurance agent; 12/23/2005; 8; 8; Sales of fixed insurance products. 2. NAME OF ENTITY: YOUTH FOR TOMORROW; NOT INVESTMENT RELATED; 11835 HAZEL CIRCLE DRIVE; BRISTOW; VA; 20136; NPO ASSISTING YOUTH FOR TOMORROW; TREASURER; 01/2024; APX 3 HOURS PER WEEK, NOT DURING TRADING HOURS, PREPARE SOME FINANCIAL REPORTS. PRESENT FINANCIAL REPORTS TO BOARD; 3. NAME OF ENTITY:S.L. Rosenthal Inc.; No; 9265 CORPORATE CIRCLE; MANASSAS; VA; 20110; Radio Show Advertisements; Host; 8/1/2010; 4; 4; Selling advertisements for weekly radio show. 4. NAME OF ENTITY:REACH AFRICA NOW; No; PO BOX 612; RIVA; MD; 21140; NON PROFIT ORGAINZATION; BOARD MEMBER; 11/6/2014; 2; 0; MINISTRY TO AFRICAN NATIVES,HELP COMPLETE THE MISSION OF THE ORGANIZATION. 5. NAME OF ENTITY:Commercial Buildings; No; 9265 CORPORATE CIRCLE; MANASSAS; VA; 20110; Rent space; ; 1/1/2001; 1; 1; Commercial property rental 6. NAME OF ENTITY:Rosenthal Wealth Management Group; Yes; 9265 CORPORATE CIRCLE; MANASSAS; VA; 20110; DBA Name; Owner/Sales Person; 2/22/2012; 200; 200; Sales and service of securities, advisory and insurance products 7. NAME OF ENTITY:Children with Disabilities Fund International; No; 9300 Grant Ave #101; Manassas; VA; 20110; Non-Profit Organization; Board Member; 1/6/2020; 3; 0; Attend Meetings, assist with fund raising activities 8. NAME OF OTHER BUSINESS: HELPING HAITIAN ANGELS INVESTMENT RELATED: NO ADDRESS: PO BOX 692 HAYMARKET, VA 20169 NATURE OF BUSINESS: BOARD START DATE: 6/24/2021 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS AND ASSIST IN RAISING FUNDS FOR THE CHARITY
CRS (Client Relationship Summary) - RIA
Click below to view Stuart Laurence Rosenthal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 9265 Corporate Circle, Manassas, VA 20110-4154Office #2: 2302 Hospital Drive, Aliquippa, PA 15001Office #3: 349 Cherry Heights Lane, Mchenry, MD 21541Office #5: 6100 Baltimore National Pike, Ste 103, Baltimore, MD 21228RIA
CRD#: 105644
MANASSAS, VA
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 6100 Baltimore National Pike, Ste 103, Baltimore, MD 21228Office #2: 9265 Corporate Circle, Manassas, VA 20110-4154Office #3: 2302 Hospital Drive, Aliquippa, PA 15001BD
CRD#: 13572
Baltimore, MD
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
WEXFORD, PA
Past
January 20, 2004 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
Baltimore, MD
Past
May 4, 1998 - December 31, 2003
FINANCIAL PLANNING SERVICES OF VIRGINIA
RIA
CRD#: 117618
MANASSAS, VA
Past
May 8, 1996 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
Baltimore, MD
Past
October 21, 1993 - May 15, 1996
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
OMAHA, NE
Past
September 24, 1991 - July 14, 1993
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
June 6, 1988 - September 13, 1991
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/9/2021)
RR
Alaska(7/13/2022)
RR
Arizona(6/9/2021)
RR
Arkansas(6/9/2021)
RR
California(6/9/2021)
RR
Colorado(6/9/2021)
RR
Connecticut(6/9/2021)
RR
Delaware(6/9/2021)
RR
District of Columbia(6/9/2021)
RR
Florida(6/11/2021)
RR
Georgia(6/9/2021)
RR
Hawaii(6/9/2021)
RR
Idaho(6/9/2021)
RR
Illinois(6/9/2021)
RR
Indiana(6/9/2021)
RR
Iowa(6/9/2021)
RR
Kansas(6/9/2021)
RR
Kentucky(6/9/2021)
RR
Louisiana(6/9/2021)
RR
Maine(6/9/2021)
RR
Maryland(6/9/2021)
IAR
Maryland(6/29/2023)
RR
Massachusetts(6/9/2021)
RR
Michigan(6/9/2021)
RR
Minnesota(6/9/2021)
RR
Mississippi(6/9/2021)
RR
Missouri(6/9/2021)
RR
Montana(6/9/2021)
RR
Nebraska(6/9/2021)
RR
Nevada(6/9/2021)
RR
New Hampshire(6/9/2021)
RR
New Jersey(6/9/2021)
RR
New Mexico(6/9/2021)
RR
New York(6/9/2021)
RR
North Carolina(6/9/2021)
RR
North Dakota(6/9/2021)
RR
Ohio(6/9/2021)
RR
Oklahoma(6/9/2021)
RR
Oregon(6/9/2021)
RR
Pennsylvania(6/9/2021)
IAR
Pennsylvania(6/29/2023)
RR
Puerto Rico(6/9/2021)
RR
Rhode Island(6/9/2021)
RR
South Carolina(6/9/2021)
RR
South Dakota(6/9/2021)
RR
Tennessee(6/9/2021)
RR
Texas(6/9/2021)
IAR
Texas(6/29/2023)
RR
Utah(6/9/2021)
RR
Vermont(6/9/2021)
RR
Virgin Islands(6/9/2021)
RR
Virginia(6/9/2021)
IAR
Virginia(6/29/2023)
RR
Washington(6/9/2021)
RR
West Virginia(6/9/2021)
RR
Wisconsin(6/9/2021)
RR
Wyoming(6/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
