Dale E. Buckner
Professional summary
Dale Edward Buckner, AIF®, CFP® is a registered financial advisor currently at DALE BUCKNER, INC. located in Amarillo, Texas and TCP ASSET MANAGEMENT, LLC located in Amarillo, Texas.
Dale is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Dale has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dale Edward Buckner's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1997
Experience
May 19, 2017 - Present
DALE BUCKNER, INC.
Office #1: 301 S. Polk Suite 420, Amarillo, TX 79101January 7, 2026 - Present
TCP ASSET MANAGEMENT, LLC
Office #1: 301 S. Polk Ste. 420, Amarillo, TX 79101October 28, 1998 - Present
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Office #1: 301 S. Polk Ste. 420, Amarillo, TX 79101October 17, 2002 - December 31, 2003
AMBERTREE INVESTMENT MANAGEMENT, INC.
May 13, 2002 - April 27, 2017
DALE BUCKNER, INC.
February 9, 1990 - October 28, 1998
SUNAMERICA SECURITIES, INC.
June 13, 1988 - December 14, 1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
June 13, 1988 - December 14, 1989
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
TCP ASSET MANAGEMENT, LLC
CRD#: 286037 / SEC#: 801-108836
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/9/2017)
(4/8/2015)
(12/15/2009)
(1/2/2003)
(12/3/2015)
(10/25/2001)
(1/5/2015)
(7/30/2009)
(6/20/2013)
(4/8/2015)
(6/22/2012)
(9/27/2024)
(8/16/2024)
(4/8/2015)
(1/15/2014)
(4/8/2015)
(10/25/2001)
(1/6/2012)
(4/12/2016)
(10/25/2001)
(4/27/2022)
(10/28/1998)
(5/19/2017)
(6/22/2012)
(5/12/2016)
Exams
FINRA
Current Firm
TCP ASSET MANAGEMENT, LLC
CRD#: 286037 / SEC#: 801-108836
Contact information
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,021 |
| AUM (Assets Under Management) | $ 1,182,711,742 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
TCP ASSET MANAGEMENT, LLC
CRD#: 286037Amarillo, TX 79101TRUST BUT VERIFY
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