Jonathan A. Heimowitz
Professional summary
Jonathan Abraham Heimowitz, who also goes by Yoni Heimowitz, Jonathan Helmowitz, is a registered financial professional currently at HEROLD & LANTERN INVESTMENTS, INC. located in Melville, New York.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1994. Jonathan has worked at 3 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Abraham Heimowitz's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2013 - Present
HEROLD & LANTERN INVESTMENTS, INC.
Office #1: 35 Pinelawn Road Suite 101e, Melville, NY 11747February 18, 2000 - January 7, 2013
SANDGRAIN SECURITIES LLC
March 10, 1994 - February 29, 2000
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2013)
(9/24/2021)
(1/4/2013)
(1/4/2013)
(2/4/2013)
(1/4/2013)
(1/4/2013)
(1/4/2013)
Exams
FINRA
Current Firm
HEROLD & LANTERN INVESTMENTS, INC.
CRD#: 30996 / SEC#: , 8-45285
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
