Gerard A. Watson
Professional summary
Gerard A Watson, who also goes by Gerard Arnold Watson, is a registered financial professional currently at EXOS SECURITIES LLC located in New York, New York.
Gerard is registered as a RR (Registered Representative) and started their career in finance in 1988. Gerard has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gerard A Watson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 23, 2023 - Present
EXOS SECURITIES LLC
Office #1: 35 W 35th Street Fifth Floor, New York, NY 10001June 29, 2019 - January 27, 2023
MORGAN CREEK CAPITAL DISTRIBUTORS, LLC
September 21, 2012 - July 28, 2017
HSBC SECURITIES (USA) INC.
April 29, 2008 - July 13, 2012
CITIGROUP GLOBAL MARKETS INC.
April 5, 2000 - March 10, 2008
SANTANDER INVESTMENT SECURITIES INC.
April 1, 1997 - March 25, 1999
BBVA SECURITIES INC.
October 30, 1992 - November 14, 1996
J.P. MORGAN SECURITIES LLC
March 19, 1991 - October 23, 1992
DRESDNER SECURITIES (USA) INC.
November 23, 1988 - December 8, 1990
INTERFINANCE CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/23/2023)
(3/23/2023)
(3/23/2023)
(3/23/2023)
Exams
FINRA
Current Firm
EXOS SECURITIES LLC
CRD#: 298276 / SEC#: , 8-70182
Contact information
FINRA licenses (12 States and Territories)
Red Flags
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