Gerard A Watson
Professional Summary
Gerard A Watson, who also goes by Gerard Arnold Watson, is a registered financial advisor currently at EXOS SECURITIES LLC located in New York, New York. Gerard is registered as a RR (Registered Representative) and started their career in finance in 1988. Gerard has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Gerard Arnold Watson
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
38 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
EXOS SECURITIES LLC
Contact Information
Main Address
35 W 35th Street Fifth Floor, New York, NY 10001Mailing Address
35 W 35th Street Fifth Floor, New York, NY 10001Phone Number
(646) 814-0996Established
Delaware since 03/29/2018Firm Type
Limited Liability CompanyFiscal Year End
NovemberFirm Size
SmallFINRA licenses (12 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/23/2023)
(3/23/2023)
(3/23/2023)
(3/23/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Gerard A Watson's CRS (Customer Relationship Summary).
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