Peter J. Pujols
Professional summary
Peter Jaime Pujols is a registered financial professional currently at TRADEWEB LLC located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1988. Peter has worked at 8 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Jaime Pujols's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2018 - Present
TRADEWEB LLC
Office #1: 245 Park Avenue 30th Floor, New York, NY 10167March 10, 2010 - February 28, 2018
DEALERWEB LLC
June 20, 2002 - March 3, 2010
TRADEWEB LLC
May 12, 1995 - November 22, 2000
HARRIS NESBITT CORP.
December 9, 1992 - February 13, 1995
UBS SECURITIES LLC
January 30, 1991 - November 19, 1992
LEHMAN SPECIAL SECURITIES INC.
January 30, 1991 - November 19, 1992
LEHMAN GOVERNMENT SECURITIES INC.
January 30, 1991 - November 19, 1992
LEHMAN BROTHERS INC.
May 26, 1988 - December 13, 1989
INTL FCSTONE PARTNERS L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/1/2018)
Exams
FINRA
Current Firm
TRADEWEB LLC
CRD#: 42759 / SEC#: , 8-49994
Contact information
FINRA licenses (9 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADEWEB GLOBAL LLC | OWNER | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| FRIEDMAN, DOUGLAS L. | GENERAL COUNSEL | 5121291 |
| MCGUIRE, MICHAEL TERRENCE | CHIEF COMPLIANCE OFFICER | 2267871 |
| PITTINSKY, JONATHAN DAVID | CHIEF FINANCIAL OFFICER | 4291263 |
| PITTINSKY, JONATHAN DAVID | DIRECTOR OF FINANCIAL OPERATIONS, FIN-OP PRINCIPAL | 4291263 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Red Flags
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