Juan M. Jackson
Professional summary
Juan M Jackson is a registered financial professional currently at SAMUEL A. RAMIREZ & COMPANY, INC. located in New York, New York.
Juan is registered as a RR (Registered Representative) and started their career in finance in 1988. Juan has worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Juan M Jackson's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2013 - Present
SAMUEL A. RAMIREZ & COMPANY, INC.
Office #1: 14 East 52nd Street, New York, NY 10022March 1, 2010 - February 24, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 25, 2007 - February 19, 2010
MSI FINANCIAL SERVICES, INC.
January 1, 2005 - April 22, 2005
HSBC SECURITIES (USA) INC.
September 15, 2004 - January 1, 2005
HSBC BROKERAGE (USA) INC.
July 20, 1994 - September 9, 2004
CHASE INVESTMENT SERVICES CORP.
July 20, 1989 - June 9, 1994
MORGAN STANLEY DW INC.
June 29, 1989 - July 31, 1989
CARNEGIE INVESTOR SERVICES INC.
April 12, 1989 - June 27, 1989
SECURITIES USA, INC.
March 3, 1989 - March 27, 1989
MONMOUTH INVESTMENTS, INC.
June 21, 1988 - March 10, 1989
INVESTORS CENTER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/28/2013)
(2/28/2013)
(2/28/2013)
(5/11/2018)
Exams
FINRA
Current Firm
SAMUEL A. RAMIREZ & COMPANY, INC.
CRD#: 6963 / SEC#: , 8-19014
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAR HOLDINGS, INC. | HOLDING COMPANY | |
| GOLDMAN, LAWRENCE F | MANAGING DIRECTOR | 1134640 |
| KICK, MICHAEL J | SR. VP/ CFO/ FIN OP | 4480676 |
| KOFFER, JOSEPH | CHIEF COMPLIANCE OFFICER | 6043686 |
| MAZZARO, VINCENT ANTHONY | COO | 2665339 |
| PERROTTA, THOMAS | MANAGING DIRECTOR | 1864851 |
| RAMIREZ, SAMUEL ALFRED | PRESIDENT & DIRECTOR/SECRETARY | 827095 |
| RAMIREZ,, SAMUEL ALFRED JR | MANAGING DIRECTOR | 2261054 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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