Victor Goldman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor Goldman, who also goes by VIctor Cole, was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 1988. Victor had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 1989 - December 16, 1989
WESTMINSTER SECURITIES CORPORATION
February 28, 1989 - July 13, 1989
LEVCO SECURITIES CORP.
January 9, 1989 - February 9, 1989
DOUGLAS STEWART INCORPORATED
May 25, 1988 - December 9, 1988
INVESTORS CENTER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESTMINSTER SECURITIES CORPORATION
CRD#: 6105 / SEC#: , 8-16881
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
