John Patrick Oshea
Professional Summary
John Patrick Oshea is a registered financial advisor currently at GLOBAL ALLIANCE SECURITIES LLC located in Charleston, South Carolina. John is registered as a RR (Registered Representative) and started their career in finance in 1982. John has worked at 7 firms and has passed the Series 63, Series 57TO, Series 79TO, Series 99TO, SIE, Series 55, Series 25, Series 7, Series 10, Series 9 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
44 years in the financial services industry
Current & Past Employments
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Current Firm
GLOBAL ALLIANCE SECURITIES LLC
Contact Information
Main Address
2464 Darts Cove Way, Charleston (mt. Pleasant), SC 29466Mailing Address
2464 Darts Cove Way, Charleston (mt. Pleasant), SC 29466Phone Number
(212) 878-6500Established
South Carolina since 01/17/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (34 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/1/2014)
(3/3/2015)
(3/6/2015)
(11/3/2014)
(3/19/2015)
(3/17/2015)
(10/1/2014)
(11/19/2014)
(4/29/2019)
(10/1/2014)
(3/6/2015)
(4/10/2015)
(2/25/2016)
(3/17/2015)
(8/11/2014)
(3/23/2015)
(5/24/2024)
(3/19/2015)
(11/10/2014)
(7/31/2017)
(3/17/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Feb 2000Series 25 — NYSE Trading Assistant Examination
Passed Feb 2000Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Nov 2006About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Oct 2006About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Patrick Oshea's CRS (Customer Relationship Summary).
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