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Arkadiy Neyman

MONARCH CAPITAL GROUP
NEW YORK, NY
·CRD# 2775768·30 years experience

Professional Summary

Arkadiy Neyman, who also goes by Ark Neyman, Arky Neyman, Eric Neyman, is a registered financial advisor currently at MONARCH CAPITAL GROUP, LLC located in New York, New York. Arkadiy is registered as a RR (Registered Representative) and started their career in finance in 1996. Arkadiy has worked at 14 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 57TO, Series 79TO, SIE, Series 55, Series 7, Series 14, Series...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ark Neyman, Arky Neyman, Eric Neyman

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

MONARCH CAPITAL GROUP, LLC·CRD# 47815
RIA
BD
1. 370 Lexington Avenue, Suite 308, New York, NY 100172. 370 Lexington Avenue, Suite 308, New York, NY 10017
February 1, 2024 - Present
TZERO SECURITIES, LLC·CRD# 123421
BD
Jersey City, NJ
June 2, 2023 - January 31, 2024
TZERO MARKETS·CRD# 304537
BD
Jersey City, NJ
June 2, 2023 - January 31, 2024
SPEEDROUTE LLC·CRD# 104138
BD
Jersey City, NJ
June 2, 2023 - January 31, 2024
GLOBAL ALLIANCE SECURITIES LLC·CRD# 167164
BD
New York, NY
August 7, 2014 - August 21, 2019
MANTARAX, LLC·CRD# 150450
BD
New York, NY
June 25, 2010 - October 4, 2010
MONARCH CAPITAL GROUP, LLC·CRD# 47815
BD
New York, NY
March 29, 2010 - June 13, 2023
HUDSON SECURITIES,INC.·CRD# 10467
BD
Jersey City, NJ
February 10, 2009 - October 26, 2009
WESTMINSTER SECURITIES CORPORATION·CRD# 6105
RIA
New York, NY
October 25, 2004 - May 7, 2009
WESTMINSTER SECURITIES CORPORATION·CRD# 6105
BD
New York, NY
October 25, 2004 - May 7, 2009
VALLEY FINANCIAL MANAGEMENT, INC.·CRD# 105387
RIA
New York, NY
February 5, 2004 - October 18, 2004
VALLEY FINANCIAL MANAGEMENT, INC.·CRD# 105387
BD
New York, NY
February 4, 2004 - October 18, 2004
STG SECURE TRADING GROUP, INC.·CRD# 41216
BD
Boca Raton, FL
December 5, 2003 - February 9, 2004
S. B. CANTOR & CO., INC.·CRD# 1384
BD
New York, NY
January 6, 2003 - January 26, 2004
TD PRIME SERVICES LLC·CRD# 1914
BD
New York, NY
December 16, 2002 - January 7, 2003
GLOBESHARE, INC.·CRD# 47746
BD
New York, NY
February 8, 2000 - November 20, 2001
LAIDLAW GLOBAL SECURITIES, INC.·CRD# 19018
BD
New York, NY
July 29, 1997 - November 19, 2002
WESTMINSTER SECURITIES CORPORATION·CRD# 6105
BD
New York, NY
October 1, 1996 - August 4, 1997

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Current Firm

MC
MONARCH CAPITAL GROUP, LLC

MONARCH CAPITAL GROUP, LLC

CRD#: 47815 / SEC#: 8-51911
New Jersey
Registered Investment Advisory firm - SEC (8/26/2004 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

370 Lexington Avenue, Suite 308 Suite 2240, New York, NY 10017

Mailing Address

370 Lexington Avenue, Suite 308, New York, NY 10017

Phone Number

(212) 808-4333

Established

New York since 01/27/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

# of Employees

8

FINRA licenses (40 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
MONARCH HOLDINGS, LLCMANAGEMENT COMPANY—
COHEN, EDWARD BARRYFINOP—
POTTER, MICHAEL DAVIDCHAIRMAN, CEO, CFO, CCO2417023

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(2/1/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2004About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1996About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jun 2023About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 1999

Series 7 — General Securities Representative Examination

Passed Sep 1996About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Feb 2005About the Series 14 exam

Series 53 — Municipal Securities Principal Examination

Passed Feb 2003About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed May 1999About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Nov 1998About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Oct 1998About the Series 4 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Arkadiy Neyman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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