Paul D. Greenhaw
Professional summary
Paul Daniel Greenhaw is a registered financial professional currently at G.RESEARCH, LLC located in Rye, New York.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1988. Paul has worked at 10 firms and has passed the Series 63, Series 55, Series 3, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Daniel Greenhaw's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2022 - Present
G.RESEARCH, LLC
Office #1: One Corporate Center, Rye, NY 10580-1435January 22, 2004 - September 7, 2017
ARCHIPELAGO TRADING SERVICES, INC.
August 8, 2002 - September 7, 2017
ARCHIPELAGO SECURITIES L.L.C.
April 16, 2002 - August 8, 2002
WAVE SECURITIES, LLC
January 11, 2002 - March 13, 2002
INET ATS, INC.
January 11, 2002 - March 13, 2002
NASDAQ CAPITAL MARKETS ADVISORY LLC
March 6, 2000 - June 8, 2001
INSTINET, LLC
August 11, 1994 - July 27, 2000
REUTERS C CORPORATION
September 25, 1989 - August 14, 1992
KENNEDY, CABOT & CO.
April 20, 1988 - September 1, 1988
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/16/2022)
(9/13/2022)
Exams
Series 55
Date: 5/21/2002
Limited Representative-Equity Trader ExamFINRA
Current Firm
G.RESEARCH, LLC
CRD#: 7353 / SEC#: , 8-21373
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN GROUP HOLDING CO. | PARENT COMPANY/OWNER | |
| AMABILE, VINCENT M | PRESIDENT | 4356758 |
| FERNANDEZ, JOSEPH LOUIS | FINANCIAL AND OPERATIONS PRINCIPAL | 1968118 |
| GOLDMAN, DAVID MARC | ASSISTANT SECRETARY | 3191963 |
| GREENHAW, PAUL DANIEL | CHIEF COMPLIANCE OFFICER | 1820935 |
| MCGINITY, CORNELIUS VINCENT | OFFICE OF THE CHAIRMAN | 1706960 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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