GW
Gene H. Wing
CETERA INVESTMENT ADVISERS LLC
STANLEY, ND 58784
Some features on this profile are disabled
CRD#: 1817112
GW
Professional summary
Gene Harlan Wing, who also goes by Skip Wing, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Stanley, North Dakota and CETERA WEALTH SERVICES, LLC located in Stanley, North Dakota.
Gene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Gene has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Skip Wing
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
City Planning/Zoning~'NIR'~221 Main St South, Box 249~Stanley~ND~58784~Elected/Appointed Public Official~Member of the Board of Directors~10/1/2016~2hrs~0hrs~Approve/disapprove planning and zoning laws/permits/violations Ranching~'NIR'~8029 63rd st~Stanley~ND~58784~Farming/Agriculture/Dairy~Owner/Sole Proprietor~2/1/2004~20hrs~0hrs~animal husbandry Wing Financial Services~'NIR'~120 s main st~stanley~ND~58784~Independent Insurance Agent~Owner/Sole Proprietor~1/11/2010~2hrs~0hrs~health insurance, long term care insurance Stanley Professional Building~'NIR'~120 S Main~Stanley~ND~58784~Real Estate/Mortgage/Title Services/Appraisal~Owner/Sole Proprietor~1/8/2010~5hrs~0hrs~Real estate rental property The Prairie Trader~'NIR'~120 South Main~Stanley~ND~58784~Retail Store Manager/Employee~Owner/Sole Proprietor~1/8/2010~2hrs~0hrs~Collectibles / Antiques
CRS (Client Relationship Summary) - RIA
Click below to view Gene Harlan Wing's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 120 South Main Street, Stanley, ND 58784Office #2: 62 Main Ave S, Fessenden, ND 58438RIA
CRD#: 105644
STANLEY, ND
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 120 South Main Street, Stanley, ND 58784Office #2: 62 Main Ave S, Fessenden, ND 58438BD
CRD#: 13572
STANLEY, ND
Past
April 1, 2002 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
STANLEY, ND
Past
March 4, 2002 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
STANLEY, ND
Past
March 23, 1988 - April 1, 2002
MARQUETTE FINANCIAL GROUP, INC.
BD
CRD#: 345
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Idaho(9/5/2025)
RR
Iowa(9/5/2025)
RR
Kansas(9/5/2025)
RR
Louisiana(9/5/2025)
RR
Michigan(9/5/2025)
RR
Minnesota(9/5/2025)
RR
Mississippi(9/5/2025)
RR
Missouri(9/5/2025)
RR
Montana(9/5/2025)
RR
New Mexico(9/5/2025)
RR
North Dakota(9/5/2025)
IAR
North Dakota(9/5/2025)
RR
Oklahoma(9/5/2025)
RR
South Dakota(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Utah(9/5/2025)
RR
Washington(9/5/2025)
RR
Wisconsin(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
