William T. Baker
Professional summary
William Thomas Baker is a registered financial advisor currently at BENJAMIN SECURITIES, INC. located in Pensacola, Florida.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. William has worked at 13 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 79, Series 55, Series 7, Series 14, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Thomas Baker's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view William Thomas Baker's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 17, 2015 - Present
BENJAMIN SECURITIES, INC.
Office #1: 3 West Garden Street Suite 407, Pensacola, FL 32502Office #2: 421 New Karner Road Suite 6, Albany, NY 12205Office #3: 421 New Karner Road Suite 6, Albany, NY 12205Office #4: 3 West Garden Street Suite 407, Pensacola, FL 32502September 20, 2010 - Present
BENJAMIN SECURITIES, INC.
Office #1: 3 West Garden Street Suite 407, Pensacola, FL 32502Office #2: 3 West Garden Street Suite 407, Pensacola, FL 32502Office #3: 421 New Karner Road Suite 6, Albany, NY 12205Office #4: 3 West Garden Street Suite 407, Pensacola, FL 32502November 11, 2010 - September 30, 2011
OBSIDIAN FINANCIAL GROUP, LLC
April 4, 2008 - April 5, 2010
OBSIDIAN FINANCIAL GROUP, LLC
October 1, 2007 - April 4, 2008
WESTROCK ADVISORS, INC.
December 11, 2006 - July 16, 2007
FAGENSON & CO., INC.
December 21, 2001 - December 12, 2006
EKN FINANCIAL SERVICES INC.
October 22, 2001 - December 21, 2001
EHRENKRANTZ KING NUSSBAUM
September 22, 1999 - October 22, 2001
WEATHERLY SECURITIES CORPORATION
April 30, 1999 - September 27, 1999
TASIN & COMPANY, INC.
September 14, 1998 - April 14, 1999
EGS SECURITIES CORP.
February 23, 1996 - July 13, 1998
A.J. MICHAELS & CO., LTD.
January 11, 1996 - February 26, 1997
E*TRADE CAPITAL INC.
August 12, 1993 - February 8, 1996
E*TRADE SECURITIES LLC
December 23, 1992 - August 25, 1993
A.J. MICHAELS & CO., LTD.
April 19, 1988 - January 11, 1989
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
Primary Firm SEC Registration
BENJAMIN SECURITIES, INC.
CRD#: 7754 / SEC#: 801-30987, 8-23518
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/7/2014)
(3/16/2023)
(10/10/2014)
(10/9/2014)
(8/17/2015)
(2/23/2021)
(5/23/2012)
(6/8/2012)
(6/4/2024)
(6/14/2012)
(11/26/2012)
(4/28/2023)
(4/27/2020)
(7/31/2012)
(9/27/2010)
(10/9/2014)
(11/16/2012)
(5/4/2022)
(11/19/2012)
(11/30/2021)
(7/3/2024)
(2/11/2015)
(10/7/2014)
(5/4/2022)
(5/30/2025)
(5/6/2022)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/3/1998
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
BENJAMIN SECURITIES, INC.
CRD#: 7754 / SEC#: 801-30987, 8-23518
Contact information
SEC notice filing (4 States and Territories)
FINRA licenses (33 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 68 |
| AUM (Assets Under Management) | $ 33,609,905 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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