Lorri L. Freed
Professional summary
Lorri Lyn Freed, CFP®, who also goes by Lorri Lyn Mathis, is a registered financial professional currently at SIGMA FINANCIAL CORPORATION located in Rochester Hills, Michigan.
Lorri is registered as a RR (Registered Representative) and started their career in finance in 1988. Lorri has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lorri Lyn Freed's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1993
Experience
July 19, 2005 - Present
SIGMA FINANCIAL CORPORATION
July 15, 1993 - July 18, 2005
WALNUT STREET SECURITIES, INC.
April 27, 1990 - July 22, 1993
NEW ENGLAND SECURITIES
February 23, 1988 - November 26, 1991
FINANCIAL INFORMATION CENTERS BROKERAGE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/19/2005)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SIGMA FINANCIAL CORPORATION
CRD#: 14303 / SEC#: , 8-30466
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | TRUST (OWNER OF ALL VOTING SHARES) | |
| MCCLELLAN, JOHN ALEXANDER | CHIEF RISK AND BUSINESS OFFICER | 4016479 |
| PHILLIPS, RICHARD THOMAS | CHIEF COMPLIANCE OFFICER | 6041363 |
| PISTOR, RANDOLPH FULVIO | CHIEF LEGAL OFFICER | 5143334 |
| RYDELL, BRANDON DAVID | PRESIDENT | 2933397 |
| RYDELL, JEROME STANLEY | CEO, CHAIRMAN AND TRUSTEE OF THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | 408389 |
| WOOTON, RYAN DANIEL | CHIEF FINANCIAL OFFICER | 8006797 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 11 |
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