Thomas G. Miller
Professional summary
Thomas Grey Miller, who also goes by Thomas Gray Miller, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Chapel Hill, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Chapel Hill, North Carolina.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Thomas has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Grey Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 14, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1414 Raleigh Rd, Chapel Hill, NC 27517January 3, 2005 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1414 Raleigh Rd Ste 130, Chapel Hill, NC 27517January 3, 2005 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
September 30, 2002 - January 3, 2005
NCF FINANCIAL SERVICES, INC.
September 30, 2002 - January 3, 2005
NCF FINANCIAL SERVICES, INC.
July 9, 1998 - September 30, 2002
INVEST FINANCIAL CORPORATION
July 12, 1996 - September 30, 2002
INVEST FINANCIAL CORPORATION
September 15, 1994 - August 1, 1996
CITIGROUP GLOBAL MARKETS INC.
March 15, 1991 - September 14, 1994
FINANCIAL SQUARE PARTNERS
May 22, 1989 - February 26, 1991
CITIGROUP GLOBAL MARKETS INC.
May 25, 1988 - January 31, 1989
L. F. ROTHSCHILD & CO. INCORPORATED
May 25, 1988 - May 22, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/30/2007)
(4/12/2016)
(11/19/2019)
(5/24/2021)
(3/6/2023)
(10/4/2016)
(1/3/2005)
(4/9/2018)
(3/3/2023)
(1/3/2005)
(6/24/2019)
(4/4/2019)
(3/21/2022)
(3/3/2023)
(3/3/2023)
(1/25/2018)
(4/27/2012)
(10/19/2020)
(3/3/2023)
(3/3/2023)
(3/2/2015)
(6/2/2015)
(1/3/2005)
(1/3/2005)
(9/14/2016)
(3/1/2016)
(5/18/2015)
(5/19/2008)
(4/13/2017)
(1/3/2005)
(5/22/2018)
(1/5/2016)
(3/14/2017)
(8/26/2019)
(1/3/2005)
(12/21/2017)
(3/6/2023)
(3/3/2023)
(3/3/2023)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Chapel Hill, NC 27517TRUST BUT VERIFY
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