Matthew L. Zimmerman
Professional summary
Matthew Laurence Zimmerman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Matthew is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Matthew had worked at 5 firms, which includes KIRLIN SECURITIES INC., GIBRALTAR SECURITIES CO., CITIGROUP GLOBAL MARKETS INC., GOLDEN HARRIS CAPITAL GROUP INC., MCLAUGHLIN PIVEN VOGEL SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 1997 - October 6, 1999
KIRLIN SECURITIES INC.
April 4, 1995 - September 16, 1997
GIBRALTAR SECURITIES CO.
October 29, 1993 - December 8, 1994
CITIGROUP GLOBAL MARKETS INC.
March 27, 1989 - November 26, 1993
GIBRALTAR SECURITIES CO.
September 2, 1988 - April 3, 1989
GOLDEN HARRIS CAPITAL GROUP, INC.
May 25, 1988 - August 30, 1988
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
KIRLIN SECURITIES INC.
CRD#: 21210 / SEC#: , 8-38749
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
| Arbitration | 24 |
| Bond | 1 |
Red Flags
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