David H. Kronenberg
Professional summary
David Hirsch Kronenberg is a registered financial professional currently at MIZUHO SECURITIES USA LLC located in New York, New York and MIZUHO SECURITIES CANADA INC. located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1988. David has worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Hirsch Kronenberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2008 - Present
MIZUHO SECURITIES USA LLC
Office #1: 1271 Avenue Of The Americas, New York, NY 10020Office #2: 101 Wood Avenue South 3rd Floor, Iselin, NJ 08830August 23, 2019 - Present
MIZUHO SECURITIES CANADA INC.
Office #1: 1271 Avenue Of The Americas Floors 2,3,4,18,19, New York, NY 10020April 22, 2005 - January 30, 2008
VALIDATE CAPITAL MARKETS, LLC
April 12, 2005 - January 15, 2008
NEWOAK CAPITAL MARKETS LLC
September 22, 2003 - June 10, 2005
JOSEPH GUNNAR & CO. LLC
January 28, 2002 - April 28, 2002
JOSEPHTHAL & CO., INC.
January 2, 2002 - July 23, 2002
OPPENHEIMER & CO. INC.
August 18, 1999 - January 2, 2002
JOSEPHTHAL & CO., INC.
July 13, 1989 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
July 13, 1989 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
February 23, 1988 - May 19, 1999
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/28/2008)
(12/1/2011)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
FINRA
Investors' Exchange LLC
Nasdaq Stock Market
Current Firm
MIZUHO SECURITIES CANADA INC.
CRD#: 300059 / SEC#: , 8-70287
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MIZUHO SECURITIES USA LLC | DIRECT OWNER | 19647 |
| MARTINO, MICHAEL BENEDICT | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 4420944 |
| POMPONIO, NICOLA | CHIEF COMPLIANCE OFFICER//DIRECTOR | 4835220 |
| RIZZIERI, GERALD ANTHONY | DIRECTOR | 1751181 |
| TRACHSEL, WILLIAM SCOTT | VICE PRESIDENT/OFFICER | 2518542 |
| TUTTLE, MARK ALLEN | CHIEF EXECUTIVE OFFICER | 2581651 |
| WEISMER, JOSHUA STEVEN | VICE PRESIDENT/OFFICER | 3117586 |
| WONG, DAVID T | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP/PRINCIPAL FINANCIAL OFFICER | 4245078 |
Red Flags
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