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FIRM PROFILE
Overview
MIZUHO SECURITIES CANADA INC. is located at 1271 Avenue Of The Americas Floors - 2,3,4,18,19, New York, NY 10020. MIZUHO SECURITIES CANADA INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MIZUHO SECURITIES CANADA INC.’s clients are individuals and 0% of their clients are high net worth individuals. MIZUHO SECURITIES CANADA INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MIZUHO SECURITIES CANADA INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MIZUHO SECURITIES CANADA INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MIZUHO SECURITIES CANADA INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for MIZUHO SECURITIES CANADA INC. Comes From
Understanding the Statistics for MIZUHO SECURITIES CANADA INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1271 Avenue Of The Americas Floors - 2,3,4,18,19, New York, NY 10020
1271 Avenue Of The Americas Floors - 2,3,4,18,19, New York, NY 10020
Small
(212) 209-9300
since 09/11/2018
Corporation
March
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| MIZUHO SECURITIES USA LLC | DIRECT OWNER | 19647 | |
| MARTINO, MICHAEL BENEDICT | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 4420944 | |
| POMPONIO, NICOLA | CHIEF COMPLIANCE OFFICER//DIRECTOR | 4835220 | |
| RIZZIERI, GERALD ANTHONY | DIRECTOR | 1751181 | |
| TRACHSEL, WILLIAM SCOTT | VICE PRESIDENT/OFFICER | 2518542 | |
| TUTTLE, MARK ALLEN | CHIEF EXECUTIVE OFFICER | 2581651 | |
| WEISMER, JOSHUA STEVEN | VICE PRESIDENT/OFFICER | 3117586 | |
| WONG, DAVID T | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP/PRINCIPAL FINANCIAL OFFICER | 4245078 |
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Advisor's working at MIZUHO SECURITIES CANADA INC.
David Hirsch Kronenberg
Brendan Gerard Daly
Stephen Francis Xavier Roney
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