Jerome M. Menifee
Professional summary
Jerome Maurice Menifee is a registered financial professional currently at STERN BROTHERS & CO. located in New York, New York.
Jerome is registered as a RR (Registered Representative) and started their career in finance in 1988. Jerome has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jerome Maurice Menifee's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 7, 2018 - Present
STERN BROTHERS & CO.
Office #1: 1270 Avenue Of The Americas Suite 724, New York, NY 10020August 1, 2013 - July 18, 2017
GREAT PACIFIC SECURITIES
August 12, 2008 - August 6, 2012
G.RESEARCH, LLC
February 1, 2008 - July 25, 2008
REDFIELD, BLONSKY & STARINSKY, LLC
May 1, 2006 - March 1, 2007
CASTLEOAK SECURITIES, LP
June 4, 2004 - January 3, 2006
JACKSON SECURITIES LLC
July 31, 2002 - June 23, 2004
ORMES CAPITAL MARKETS, INC.
April 25, 2001 - October 5, 2001
THE WILLIAMS CAPITAL GROUP, L.P.
March 15, 2000 - May 15, 2001
ORMES CAPITAL MARKETS, INC.
November 26, 1996 - February 17, 2000
TOCQUEVILLE SECURITIES L.P.
April 24, 1992 - March 6, 1995
FUNDS DISTRIBUTOR, LLC
February 23, 1988 - December 11, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/1/2024)
(2/7/2018)
(2/7/2018)
Exams
FINRA
Current Firm
STERN BROTHERS & CO.
CRD#: 16325 / SEC#: , 8-33724
Contact information
FINRA licenses (41 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEGGY P FINN REVOCABLE TRUST DTD 11-7-1996 AS AMENDED | TRUST | |
| PEGGY P. FINN 2012 TRUST DATED 12-21-2012 | TRUST | |
| CLEMENTS, DONALD SIDNEY | CHIEF TECHNOLOGY OFFICER | 4440518 |
| ESSERT, GLENN EDWARD | CHIEF COMPLIANCE OFFICER, AMLCO | 1447868 |
| FINN, PEGGY PRINCE | CHAIRMAN OF THE BOARD, DIRECTOR, CEO, SECRETARY, TRUSTEE | 730640 |
| FINN, TERRENCE MICHAEL | PRESIDENT, DIRECTOR | 1102166 |
| MIRIANI, JASON ANDREW | CFO, TREASURER | 4547660 |
| WARREN, KAREN KAY | PRINCIPAL OPERATIONS OFFICER | 1316200 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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