Gregory T. Gerard

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CRD#: 1797604

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory Taft Gerard was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 1989. Gregory had worked at 11 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 29, 2020 - December 2, 2022

MC SQUARE CAPITAL, LLC

CRD#: 169545

GREENWICH, CT

Past

July 13, 2018 - November 22, 2019

HT CAPITAL SECURITIES, LLC

CRD#: 149673

NEW YORK, NY

Past

January 14, 2016 - December 18, 2017

GARY GOLDBERG & CO., LLC

CRD#: 47957

LOCUST VALLEY, NY

Past

November 8, 2013 - June 30, 2015

HEADWATERS BD, LLC

CRD#: 117042

DENVER, CO

Past

April 22, 2005 - October 28, 2013

TOCQUEVILLE SECURITIES L.P.

CRD#: 26001

NEW YORK, NY

Past

October 3, 2001 - July 31, 2002

STONEX FINANCIAL INC.

CRD#: 45993

WINTER PARK, FL

Past

September 13, 2000 - November 1, 2001

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

ORLANDO, FL

Past

March 20, 1998 - November 8, 1999

CREDIT AGRICOLE SECURITIES (USA) INC.

CRD#: 190

NEW YORK, NY

Past

March 27, 1996 - November 24, 1997

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

June 21, 1991 - November 25, 1994

BANEXI INC.

CRD#: 14504

NEW YORK, NY

Past

January 24, 1989 - March 1, 1990

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 6/15/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/29/2019

General Securities Principal Examination

Current Firm

MC SQUARE CAPITAL, LLC

EXIT 3 CAPITAL MARKETS, LLC | MC SQUARE CAPITAL, LLC

CRD#: 169545 / SEC#: , 8-69374

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

71 Arch Street, Greenwich, CT 06830

Mailing Address

71 Arch Street, Greenwich, CT 06830

Phone number

(646) 780-7166

Established

Connecticut since 07/25/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MC SQUARE HOLDINGS, LLC	HOLDING COMPANY
BARENBOIM, LEONARD	CCO	1523181
MARIN, MARINO	MANAGER AND MANAGING PRINCIPAL (CHIEF EXECUTIVE OFFICER)	2790923
NEELY, KIMBERLY BETH	FINOP	2045019

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory T. Gerard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HT CAPITAL SECURITIES, LLC

GARY GOLDBERG & CO., LLC

HEADWATERS BD, LLC

TOCQUEVILLE SECURITIES L.P.

STONEX FINANCIAL INC.

INTERNATIONAL ASSETS ADVISORY, LLC

CREDIT AGRICOLE SECURITIES (USA) INC.

J.P. MORGAN SECURITIES INC.

BANEXI INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/15/2005

Series 52TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/21/1989

Series 24

Date: 3/29/2019

Current Firm

MC SQUARE CAPITAL, LLC

Contact information

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

MC SQUARE CAPITAL, LLC

TRUST BUT VERIFY

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