JK
Jack R. Knight
EAGLE STRATEGIES LLC
SAN BERNARDINO, CA 92408
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CRD#: 1793148
JK
Professional summary
Jack Ray Knight is a registered financial advisor currently at EAGLE STRATEGIES LLC located in San Bernardino, California and NYLIFE SECURITIES LLC located in San Bernardino, California.
Jack is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Jack has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INSURANCE BROKER; INVESTMENT RELATED; START DATE 8/2002] [Real Estate Investment; I purchase, improve and then sell homes, for a profit.; Start Date 10/2015; Role/Title: Owner; Investment Related; 4 hours per month; 0 hours per month during securities trading hours;I find the home, hire the contractors to improve the property, and then sell the home through a real estate company] [Sea Front Inn Hotel; Small hotel in Punta Gorda, Belize; #4 Front Street, Punta Gorda, Belize; Start Date 12/2015; Role/Title: Owner; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours; One of four equal owners who serve as Directors. Involved in periodic electronic board meetings to provide general guidance and approval to onsite operations. One of the four owners lives in Punta Gorda and oversees the daily operations of the hotel] [Registry of American Veterans, Inc; A website where military veterans can subscribe and search for other service personnel with whom they served.; 1881 Commercenter East, Ste.212, San Bernardino, CA 92408; Start Date 03/2021; Role/Title: Owner; Not Investment Related; 10 hours per month; 5 hours per month during securities trading hours; This website is designed to be self-running so I will only be answering occasional general questions pertaining to the functionality of the service provided] [Commercenter Owners Association; board member; non investment related; start date 3/2009; homeowners association]
CRS (Client Relationship Summary) - RIA
Click below to view Jack Ray Knight's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 4, 1998 - Present
EAGLE STRATEGIES LLC
Office #1: 1881 Commercenter East Suite 212, San Bernardino, CA 92408RIA
CRD#: 110826
SAN BERNARDINO, CA
Current
February 9, 1988 - Present
NYLIFE SECURITIES LLC
Office #1: 1881 Commercenter Est Suite 212, San Bernardino, CA 92408BD
CRD#: 5167
San Bernardino, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/14/2023)
RR
California(2/9/1988)
IAR
California(6/4/1998)
RR
Colorado(7/23/2021)
RR
Florida(8/19/2025)
RR
Georgia(5/13/2021)
RR
Missouri(4/4/2024)
RR
Nevada(2/2/2017)
RR
New Mexico(5/14/2021)
RR
Tennessee(1/5/2024)
RR
Texas(4/14/2022)
IAR
Texas(4/22/2022)
RR
Washington(6/8/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
