Brian E. Marsh
Professional summary
Brian Edward Marsh is a registered financial professional currently at NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1988. Brian has worked at 17 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Edward Marsh's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 27, 2007 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
Office #1: One Nationwide Plaza, Columbus, OH 43215September 24, 2007 - September 24, 2007
VP DISTRIBUTORS LLC
May 29, 2007 - October 4, 2007
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - October 4, 2007
CITIGROUP GLOBAL MARKETS INC.
June 7, 2004 - May 29, 2007
CITICORP INVESTMENT SERVICES
June 7, 2004 - May 29, 2007
CITICORP INVESTMENT SERVICES
November 12, 2003 - June 7, 2004
WAMU INVESTMENTS, INC.
November 11, 2003 - June 7, 2004
WAMU INVESTMENTS, INC.
March 21, 1997 - November 14, 2003
METROPOLITAN LIFE INSURANCE COMPANY
March 21, 1997 - November 14, 2003
MSI FINANCIAL SERVICES, INC.
September 14, 1995 - November 4, 1996
THE ADVISORS GROUP, INC.
June 2, 1993 - September 18, 1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
June 2, 1993 - September 18, 1995
EQUITABLE ADVISORS, LLC
March 11, 1993 - May 18, 1993
CHATFIELD DEAN & CO., INC.
January 29, 1993 - February 17, 1993
CC&Q INVESTORS DIVERSIFIED, INC.
September 10, 1991 - October 15, 1991
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
September 10, 1991 - October 15, 1991
SIGNATOR INVESTORS, INC.
October 27, 1989 - February 13, 1990
KIDDER, PEABODY & CO. INCORPORATED
February 14, 1989 - April 8, 1989
J. W. GANT & ASSOCIATES, INC.
June 21, 1988 - January 18, 1989
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/10/2020)
(1/31/2020)
Exams
FINRA
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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