MF
Mary D. Foft
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Tustin, CA
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CRD#: 1792596
MF
Professional summary
Mary Dee Foft, AIF® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Tustin, California and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Tustin, California.
Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Mary has worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)INDEPENDENT INSURANCE AGENT, 12977 TERNBERRY CT, TUSTIN, CA, 8/2014 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 7/MO - 5/TRADING. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/MO - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3)FREELANCE WRITER, TUSTIN, CA, 01/2019. NIR-10/MO-0/TRADING. 4)EMPOWER INTERNATIONAL MINISTRIES, 14032 ENDERLE CENTER DR. SUITE 201, TUSTIN, CA 92780, ADVISORY BOARD MEMBER, NON-PROFIT, NIR, 12/YR- 0/TRADING 5)ORANGE COUNTY ADVISORS IN PHILANTHROPY, 18101 VonKarmen Ave. #750, Irvine CA 92612, United States, START DATE: 01/01/2022, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, INV REL, 5 HR/MO - 0 HR/MO TRADING 6)OHIO STATE UNIVERSITY/ORANGE COUNTY BOARD MEMBER, Fullerton CA 92831, 09/2022, Volunteer, Board Member, NIR, 5 HR/MO - 0 HR/MO Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Mary Dee Foft's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 13, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 2522 Chambers Rd. #189, Tustin, CA 92780RIA
CRD#: 134139
Tustin, CA
Current
August 13, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 2522 Chambers Rd. #189, Tustin, CA 92780BD
CRD#: 39543
Tustin, CA
Past
October 14, 2005 - August 20, 2014
PLANMEMBER SECURITIES CORPORATION
RIA
CRD#: 11869
TUSTIN, CA
Past
October 13, 2005 - August 20, 2014
PLANMEMBER SECURITIES CORPORATION
BD
CRD#: 11869
TUSTIN, CA
Past
September 27, 2002 - October 17, 2005
GREAT NORTHERN FINANCIAL SECURITIES, INC.
BD
CRD#: 113054
SPOKANE VALLEY, WA
Past
March 4, 2002 - October 2, 2002
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
SANTA ANA, CA
Past
August 9, 2001 - October 2, 2002
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
September 5, 2000 - July 24, 2001
METROPOLITAN INVESTMENT SECURITIES, INC.
BD
CRD#: 14146
SPOKANE, WA
Past
July 12, 1996 - September 6, 2000
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
PALM BEACH GARDENS, FL
Past
October 18, 1995 - July 10, 1996
FFP SECURITIES, INC.
BD
CRD#: 16337
CHESTERFIELD, MO
Past
September 9, 1994 - October 13, 1995
MARKETING ONE SECURITIES, INC.
BD
CRD#: 16611
PORTLAND, OR
Past
September 11, 1993 - September 23, 1994
GRIFFIN FINANCIAL SERVICES
BD
CRD#: 10823
Past
February 21, 1992 - September 28, 1993
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
GLEN ALLEN, VA
Past
November 8, 1989 - February 18, 1992
METLIFE INVESTORS DISTRIBUTION COMPANY
BD
CRD#: 6695
NEWPORT BEACH, CA
Past
February 23, 1988 - May 9, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/13/2014)
IAR
California(8/13/2014)
RR
Connecticut(9/5/2024)
RR
Kentucky(3/28/2024)
RR
Texas(10/5/2015)
IAR
Texas(10/6/2015)
RR
Washington(12/9/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
