John A Massad
Professional Summary
John A Massad, who also goes by John Alexander Massad, John Massad, is a registered financial advisor currently at MANOR PRIVATE CAPITAL, LLC located in Rowayton, Connecticut. John is registered as a RR (Registered Representative) and started their career in finance in 1988. John has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 3, Series 7, Series 24, Series 10, Series 9 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John Alexander Massad, John Massad
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
MANOR PRIVATE CAPITAL, LLC
Contact Information
Main Address
257 Rowayton Avenue, Rowayton, CT 06853Mailing Address
257 Rowayton Avenue, Rowayton, CT 06853Phone Number
(917) 770-8019Established
New York since 12/05/2008Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/9/2024)
(2/2/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Mar 2022About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Mar 2022About the Series 9 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jan 1994SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John A Massad's CRS (Customer Relationship Summary).
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