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JM

John A. Massad

MANOR PRIVATE CAPITAL
Norwalk, CT 06853
Some features on this profile are disabled
CRD#: 1789252
JM

Professional summary


John A Massad, who also goes by John Alexander Massad, John Massad, is a registered financial professional currently at MANOR PRIVATE CAPITAL, LLC located in Norwalk, Connecticut.

John is registered as a RR (Registered Representative) and started their career in finance in 1988. John has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 3, Series 7, Series 24, Series 10, Series 9 and Series 8 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


John Alexander Massad | John Massad

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John A Massad's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 1, 2024 - Present

MANOR PRIVATE CAPITAL, LLC

Office #1: 257 Rowayton Avenue, Norwalk, CT 06853
BD
CRD#: 149192
Norwalk, CT
Past

May 24, 2022 - March 31, 2023

MANOR PRIVATE CAPITAL, LLC

BD
CRD#: 149192
ROWAYTON, CT
Past

September 19, 2014 - May 26, 2020

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

BD
CRD#: 102920
New York, NY
Past

May 17, 2011 - January 27, 2014

KKR CAPITAL MARKETS LLC

BD
CRD#: 143571
NEW YORK, NY
Past

May 5, 2001 - April 3, 2009

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
BOSTON, MA
Past

February 23, 1988 - February 14, 2001

JPMSI

BD
CRD#: 15733
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/9/2024)
RR
Connecticut
(2/2/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 5/10/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/13/2022
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 3
Date: 10/30/2014
National Commodity Futures Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 1/20/1994
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm


MP
MANOR PRIVATE CAPITAL, LLC
MANOR PRIVATE CAPITAL, LLC

CRD#: 149192 / SEC#: , 8-68117

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
257 Rowayton Avenue, Rowayton, CT 06853
Mailing Address
257 Rowayton Avenue, Rowayton, CT 06853
Phone number
(917) 770-8019
Established
New York since 12/05/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
DALY, JOHN MICHAELMANAGING MEMBER, CCO2028296
COHEN, EDWARD BARRYCFO/FINOP1029283

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MANOR PRIVATE CAPITAL, LLC

CRD#: 149192Norwalk, CT 06853

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