Wendy J. Smith-fleming
STRATEGIC ADVISERS LLC | Wealth Management Planning Consultant I
ELMHURST, IL
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CRD#: 1788567
Professional summary
Wendy Jean Smith-fleming, who also goes by Wendy Jean Smith, Wendy Jean Smith-fleming, Wendy Jean Smithfleming, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Elmhurst, Illinois and FIDELITY BROKERAGE SERVICES LLC located in Oak Brook, Illinois.
Wendy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Wendy has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Biography
As a Wealth Management Planning Consultant, I am part of a team that, together with our clients and their families, develops personalized wealth strategies for the growth, preservation, and transfer of our clients' wealth. We also assist our clients with the implementation, monitoring, and updating of their wealth plans and provide exceptional service with experience, integrity, trust and compassion at our core.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Wendy Jean Smith | Wendy Jean Smith-Fleming | Wendy Jean Smithfleming
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OAA#: 28482 | ORG NAME:WOOD ACRES | ORG ADDR:ELMHURST, IL, US | NATURE OF BUS:ASSOCIATION FOR OUR SUMMER HOME PROPERTY | INVST REL:N | TITLE:TREASURER | DUTIES:COLLECT DUES. PAY TAXES, INSURANCE, SAFE DEPOSIT BOX AND OTHER MISC FEES. | START DT:06/01/2014 | TOTAL HRS P/M:1 | SEC TRDNG HRS P/M:0
CRS (Client Relationship Summary) - RIA
Click below to view Wendy Jean Smith-fleming's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Illinois at Urbana - Champaign, College of Commerce
Bachelor of Science in Business - Finance
1985
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1415 W 22nd St Oak Brook Reg Twr Stes 100 & 90, Oak Brook, IL 60523-8416RIA
CRD#: 104555
ELMHURST, IL
Current
September 2, 1992 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: Oak Brook Reg Twr 1415 W 22nd St Stes 100 & 900, Oak Brook, IL 60523BD
CRD#: 7784
Oak Brook, IL
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
OAK BROOK, IL
Past
August 9, 1998 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
OAKBROOK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/7/2018)
RR
Alaska(12/7/2018)
RR
Arizona(1/6/1997)
RR
Arkansas(1/5/2018)
RR
California(1/2/2009)
RR
Colorado(1/3/2012)
RR
Connecticut(1/3/2012)
RR
Delaware(12/7/2018)
RR
District of Columbia(1/5/2018)
RR
Florida(9/3/1992)
RR
Georgia(1/5/2018)
RR
Hawaii(11/8/2018)
RR
Idaho(12/7/2018)
RR
Illinois(10/13/1992)
IAR
Illinois(3/31/2025)
RR
Indiana(10/13/1992)
RR
Iowa(10/15/1992)
RR
Kansas(12/7/2018)
RR
Kentucky(1/5/2018)
RR
Louisiana(11/8/2018)
RR
Maine(11/8/2018)
RR
Maryland(1/5/2018)
RR
Massachusetts(1/3/2012)
RR
Michigan(1/3/1997)
RR
Minnesota(1/3/2012)
RR
Mississippi(1/5/2018)
RR
Missouri(1/3/2012)
RR
Montana(12/7/2018)
RR
Nebraska(1/3/2012)
RR
Nevada(7/29/2010)
RR
New Hampshire(1/2/2015)
RR
New Jersey(1/5/2018)
RR
New Mexico(1/2/2009)
RR
New York(1/3/2011)
RR
North Carolina(1/4/2011)
RR
North Dakota(11/8/2018)
RR
Ohio(1/5/2010)
RR
Oklahoma(12/7/2018)
RR
Oregon(1/5/2018)
RR
Pennsylvania(1/3/2011)
RR
Puerto Rico(11/8/2018)
RR
Rhode Island(11/8/2018)
RR
South Carolina(1/5/2018)
RR
South Dakota(1/5/2018)
RR
Tennessee(1/5/2018)
RR
Texas(1/3/2011)
IAR
Texas(3/31/2025)
RR
Utah(11/8/2018)
RR
Vermont(1/3/2012)
RR
Virginia(1/3/2012)
RR
Washington(1/3/2012)
RR
West Virginia(11/8/2018)
RR
Wisconsin(1/7/1997)
RR
Wyoming(12/7/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Wealth Management Planning Consultant ICRD#: 104555Elmhurst, ILTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
