Gladys Fenner Gay Le Breton
Professional Summary
Gladys Fenner Gay Le Breton, who also goes by Gay Farwell, Gladys Fenner Gay Lebreton, G. F. Gay Le Breton, Gay Lebreton, is a registered financial advisor currently at CHAFFE SECURITIES, INC. located in New Orleans, Louisiana. Gladys is registered as a RR (Registered Representative) and started their career in finance in 1993. Gladys has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 79, Series 62 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Gay Farwell, Gladys Fenner Gay Lebreton, G. F. Gay Le Breton, Gay Lebreton
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
CHAFFE SECURITIES, INC.
Contact Information
Main Address
201 St. Charles Avenue Suite 1410, New Orleans, LA 70170-1410Mailing Address
201 St. Charles Avenue Suite 1410, New Orleans, LA 70170-1410Phone Number
(504) 524-1801Established
Louisiana since 10/13/2009Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (12 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/20/2025)
(1/15/2013)
(4/25/2025)
(11/1/2010)
(1/15/2013)
(3/21/2011)
(4/22/2021)
(8/16/2021)
(6/7/2019)
(1/29/2013)
(5/10/2011)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Mar 2010About the Series 79 examSeries 62 — Corporate Securities Limited Representative Examination
Passed Jul 1993SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Gladys Fenner Gay Le Breton's CRS (Customer Relationship Summary).
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