MC
Marc E. Cram
STATE FARM INVESTMENT MANAGEMENT
Chapel Hill, NC 27514
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CRD#: 1781269
MC
Professional summary
Marc Eric Cram, ChFC® is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Chapel Hill, North Carolina and STATE FARM VP MANAGEMENT CORP. located in Chapel Hill, North Carolina.
Marc is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Marc has worked at 8 firms and has passed the Series 63, SIE, Series 6TO, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Pamelia Herndon's Insurance Agency; Insurance Agency; Investment-related; 104 S Estes Dr Ste 105 Chapel Hill, NC 27514-2866; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 05/30/2018; 80; 80; Service customers
CRS (Client Relationship Summary) - RIA
Click below to view Marc Eric Cram's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 25, 2021 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 104 S Estes Dr Ste 105, Chapel Hill, NC 27514RIA
CRD#: 3487
Chapel Hill, NC
Current
June 14, 2019 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 104 S Estes Dr Ste 105, Chapel Hill, NC 27514BD
CRD#: 43036
Chapel Hill, NC
Past
February 27, 2009 - April 28, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
RALEIGH, NC
Past
January 4, 2007 - December 31, 2008
MAIN STREET SECURITIES, LLC
BD
CRD#: 47127
DURHAM, NC
Past
March 7, 2002 - September 8, 2006
TRIAD ADVISORS LLC
BD
CRD#: 25803
DURHAM, NC
Past
January 11, 1999 - March 6, 2002
VERITY INVESTMENTS, INC.
BD
CRD#: 41527
DURHAM, NC
Past
June 1, 1995 - December 31, 1998
MID-ATLANTIC SECURITIES, INC.
BD
CRD#: 18836
RALEIGH, NC
Past
December 12, 1987 - May 30, 1995
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(6/17/2019)
IAR
North Carolina(10/25/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 6TO
Date: 3/28/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Chapel Hill, NC 27514TRUST BUT VERIFY
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