Anne Paul Buckley
Professional Summary
Anne Paul Buckley, who also goes by Anne P Buckley, Anne P Turini, Anne Paul Turini, Anne Turini, is a registered financial advisor currently at PALLADIUM CAPITAL GROUP, LLC located in New York, New York. Anne is registered as a RR (Registered Representative) and started their career in finance in 1991. Anne has worked at 11 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 87, Series 7, Series 14, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Anne P Buckley, Anne P Turini, Anne Paul Turini, Anne Turini
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
PALLADIUM CAPITAL ADVISORS CORP. | PALLADIUM CAPITAL GROUP, LLC | PALLADIUM CAPITAL ADVISORS, LLC
Contact Information
Main Address
152 West 57th Floor 24, New York, NY 10019Mailing Address
P O Box 5, Poolesville, MD 20837Phone Number
(617) 271-6736Established
Delaware since 05/13/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (22 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KURLAND, AKIVA JOSEPH | MEMBER | 5366252 |
| LAZARUS, MARILYN NMI | MEMBER | 5447746 |
| LAZARUS, NORMAN MICHAEL | MEMBER | 7172324 |
| PADOWITZ, JOEL EUGEN | MEMBER | 4725316 |
| MOCH, TAMARA ROSALIE | MEMBER | 7172315 |
| BUCKLEY, ANNE PAUL | CHIEF COMPLIANCE OFFICER | 1781079 |
| MEDREZ, NATAN | PARTIAL OWNER | 4792730 |
| PALLADIUM HOLDINGS, LLC | PARTIAL OWNER | — |
| ROOZ, EFRAIM | PARTIAL OWNER | 5823833 |
| SLOVIN, MARK ADAM | CHIEF FINANCIAL OFFICER AND FINOP | 6786999 |
| WEINBERG, ILAN JOSHUA | PARTIAL OWNER | 2354293 |
Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Nov 2017About the Series 87 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Anne Paul Buckley's CRS (Customer Relationship Summary).
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