Heidi J. Waltman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heidi Jane Waltman, CFP®, who also goes by Heidi Jane Altebrando, Heidi Altebraudo, Heidi Waltman, Heidi J Waltman-kane, Heidi Jane Waltmanaltebrando, Heidi Waltmanaltebrando, was a registered financial professional .
Heidi is a previously registered financial professional and started their career in finance in 1988. Heidi had worked at 8 firms and has passed the Series 65, Series 63, Series 82TO, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2000 - February 12, 2025
M&T SECURITIES, INC.
July 13, 1998 - October 7, 2000
KEYSTONE BROKERAGE, LLC
May 1, 1998 - June 19, 1998
FIRST UNION BROKERAGE SERVICES, INC.
July 1, 1996 - May 1, 1998
IFMG SECURITIES, INC.
June 20, 1994 - July 1, 1996
INDEPENDENT FINANCIAL SECURITIES, INC.
March 20, 1992 - June 22, 1994
ESSEX NATIONAL SECURITIES, LLC
July 27, 1989 - October 19, 1990
IDS LIFE INSURANCE COMPANY
July 27, 1989 - October 19, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
February 23, 1988 - June 6, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 6/29/2023
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
M&T SECURITIES, INC.
CRD#: 17358 / SEC#: , 8-35185
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M&T BANK CORPORATION | SHAREHOLDER | |
| BRETT, MICHELLE THERESE | DIRECTOR | 7965730 |
| COLLINS, ATWOOD III | DIRECTOR | 5634496 |
| DETTMANN, BRIAN JOHN | DIRECTOR | 4659106 |
| GIORGIO, HUGH EVANS | DIRECTOR | 7535939 |
| HOGAN, PAUL JOSEPH | DIRECTOR | 2849151 |
| NEWCOMB, MICHAEL FRANCIS II | DIRECTOR | 2097837 |
| PETRUS, TANYA MARIE | FINOP | 4848556 |
| REILLY, MICHAEL MACKAY | DIRECTOR | 4575618 |
| REMORENKO, ALEXSANDRA | CHIEF COMPLIANCE OFFICER | 5699601 |
| REMORENKO, ALEXSANDRA | PRESIDENT | 5699601 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
