FK
Frank T. Kuiper
CONCORDE ASSET MANAGEMENT
San Diego, CA 92122
Some features on this profile are disabled
CRD#: 1774282
FK
Professional summary
Frank Timothy Kuiper is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in San Diego, California and CONCORDE INVESTMENT SERVICES, LLC located in San Diego, California.
Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Frank has worked at 14 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) INSURANCE AGENT OFFERING LIFE AND LTC INSURANCE SINCE 2012. NON INVESTMENT RELATED. LESS THAN 1% TIME SPENT. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD. (2) EMPLOYEE OF DBA "FINANCIAL DESIGNS, LTD" PROVIDING FINANCIAL AND INSURANCE SERVICES. SINCE 2011. INVESTMENT RELATED. 100% TIME SPENT. BUSINESS CONDUCTED AT ADDRESS OF RECORD. (3) CONCORDE ASSET MANAGEMENT, LLC, INVESTMENT RELATED, LIVONIA, MI, INVESTMENT ADVISOR REP OFFERING INVESTMENT ADVISORY SALES AND SERVICE. FULL TIME.
CRS (Client Relationship Summary) - RIA
Click below to view Frank Timothy Kuiper's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 2, 2018 - Present
CONCORDE ASSET MANAGEMENT, LLC
Office #1: 5075 Shoreham Place Suite 230, San Diego, CA 92122RIA
CRD#: 140367
San Diego, CA
Current
August 1, 2018 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 5075 Shoreham Place Suite 230, San Diego, CA 92122BD
CRD#: 151604
San Diego, CA
Past
June 23, 2011 - July 30, 2014
FINANCIAL DESIGNS LTD.
RIA
CRD#: 135426
SAN DIEGO, CA
Past
May 24, 2011 - July 31, 2018
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
SAN DIEGO, CA
Past
May 23, 2011 - July 31, 2018
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
SAN DIEGO, CA
Past
March 23, 2009 - December 31, 2010
WFG INVESTMENTS, INC.
BD
CRD#: 22704
SAN DIEGO, CA
Past
February 21, 2007 - February 2, 2011
ENVISO CAPITAL, LLC
RIA
CRD#: 140542
SAN DIEGO, CA
Past
April 22, 2004 - February 22, 2006
RJL ADVISORS
RIA
CRD#: 128074
OMAHA, NE
Past
February 18, 2003 - February 26, 2007
RAYMOND J. LUCIA COMPANIES, INC.
RIA
CRD#: 115670
SAN DIEGO, CA
Past
January 13, 2003 - February 23, 2007
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAKE OSWEGO, OR
Past
December 11, 2001 - January 16, 2003
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
SAN DIEGO, CA
Past
November 21, 2001 - January 16, 2003
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
November 21, 2001 - January 16, 2003
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
January 8, 2001 - November 19, 2001
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
February 1, 1988 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
February 1, 1988 - January 19, 2001
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(8/6/2018)
IAR
Alaska(6/14/2019)
RR
Arizona(8/6/2018)
IAR
Arizona(8/4/2022)
RR
Arkansas(2/1/2022)
IAR
Arkansas(2/1/2022)
RR
California(8/2/2018)
IAR
California(8/2/2018)
RR
Colorado(8/3/2018)
IAR
Colorado(9/4/2018)
RR
Connecticut(11/10/2022)
IAR
Connecticut(11/10/2022)
RR
Florida(8/6/2018)
IAR
Florida(5/6/2019)
IAR
Idaho(9/17/2019)
RR
Illinois(8/1/2018)
IAR
Illinois(3/13/2019)
RR
New York(8/21/2025)
RR
North Carolina(8/2/2018)
IAR
North Carolina(5/23/2019)
RR
Oregon(8/1/2018)
IAR
Oregon(3/19/2019)
RR
Rhode Island(9/9/2019)
IAR
Rhode Island(9/18/2019)
RR
South Carolina(4/3/2025)
IAR
South Carolina(4/3/2025)
RR
Tennessee(8/6/2018)
IAR
Texas(12/20/2023)
RR
Texas(1/19/2024)
IAR
Virginia(3/6/2019)
RR
Washington(8/3/2018)
IAR
Washington(3/6/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
