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Lewis Nelson Lester Sr

CRD# 1773617·Registered 1987 - 2018
Previously Registered: Being a previously registered professional could mean that Lewis is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Lewis Nelson Lester Sr, who also goes by Lew Lester, Lewis Nelson Lester, was a registered financial advisor. Lewis was a previously registered financial advisor and started their career in finance 1987 - 2018. Lewis had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Lew Lester, Lewis Nelson Lester

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

OLDEN LANE SECURITIES, LLC·CRD# 173847
BD
Bridgewater, NJ
August 8, 2017 - November 7, 2018
CALTON & ASSOCIATES, INC.·CRD# 20999
BD
Alpharetta, GA
January 28, 2016 - August 9, 2017
CNBS·CRD# 24153
BD
Overland Park, KS
February 17, 2015 - April 4, 2016
COLONY PARK FINANCIAL SERVICES LLC.·CRD# 41534
RIA
Cumming, GA
June 8, 2005 - November 10, 2006
COLONY PARK FINANCIAL SERVICES LLC.·CRD# 41534
BD
Greenville, SC
December 17, 1996 - June 23, 2014
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
September 29, 1994 - September 22, 1995
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
St. Petersburg, FL
June 9, 1993 - October 6, 1994
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
April 3, 1990 - June 1, 1993
FIRST BIRMINGHAM SECURITIES CORPORATION·CRD# 4314
BD
April 7, 1988 - March 27, 1990
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
November 25, 1987 - March 17, 1988

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Current Firm

OL
OLDEN LANE SECURITIES, LLC

OLDEN LANE SECURITIES, LLC

CRD#: 173847 / SEC#: 8-69556
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

100 Somerset Corporate Blvd Suite 101-2nd Floor, Bridgewater, NJ 08807

Mailing Address

100 Somerset Corporate Blvd Suite 101-2nd Floor, Bridgewater, NJ 08807

Phone Number

(908) 432-6819

Established

Delaware since 10/17/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
OLDEN LANE, INC.OWNER—
DEPARTMENT OF COMMERCE FEDERAL CREDIT UNIONPREFERRED EQUITY OWNER (NOT A CONTROL PERSON)—
CHUN, YUEN NAFINOP2219603
GIORDANO, JOSEPH PETERCHIEF COMPLIANCE OFFICER2766544
MACCHIAROLA, MICHAEL COLLINSCHIEF EXECUTIVE OFFICER4444494

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1987About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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