AC
Alan J. Cohn
SAGE FINANCIAL GROUP | Co-President
West Conshohocken, PA 19428
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CRD#: 1765469
AC
Professional summary
Alan Jeffrey Cohn, CFP®, who also goes by Alan Cohn, is a registered financial advisor currently at SAGE FINANCIAL GROUP INC. located in West Conshohocken, Pennsylvania.
Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Alan has worked at 4 firms and has passed the Series 65, Series 63, Series 22, Series 6, Series 2, Series 26 and Series 28 exams.
Question & Answer
What are your service offerings?
Philanthropic services
Loans/credit services
Executive services/Equity comp...
Trust & estate planning
Financial planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Alan Cohn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
**I AM CO-PRESIDENT OF THE FOLLOWING COMPANIES ALL LOCATED IN CONSHOHOCKEN, PA AND ALL INVESTMENT RELATED: SAGE FINANCIAL GROUP, INC. (1991 TO PRESENT) AN RIA FIRM, SAGE REAL ESTATE GROUP, A REAL ESTATE GENERAL PARTNER (9/04 TO PRESENT), SAGE REAL ESTATE GROUP, II, A REAL ESTATE GENERAL PARTNER (8/04 TO PRESENT), SAGE REAL ESTATE MANAGEMENT CO., A REAL ESTATE MANAGEMENT COMPANY (9/04 TO PRESENT), COHN MANAGEMENT GROUP (11/28/02 TO PRESENT), A PRIVATE EQUITY GENERAL PARTNER, AND SAGE INVESTMENT GROUP (12/04 TO PRESENT). I SPEND APPROXIMATELY 90% OF MY TIME ON ISSUES RELATED TO THE ABOVE COMPANIES.**--**UNAFFILIATED VENTURE CAPITAL FUND, LOCATED ON MARKET STREET, PHILADELPHIA PA 19104; INVESTMENT RELATED; SERVE AS A FUND ADVISORY COMMITTEE MEMBER (6/23 TO PRESENT); I SPEND APPROXIMATELY 1 HOUR A MONTH ON THIS BUSINESS OUTSIDE OF SECURITIES TRADING HOURS; DUTIES INVOLVE ADVISING THE GENERAL PARTNER ON EMERGENT ISSUES AS PER FUND GOVERNING DOCUMENTS.**
CRS (Client Relationship Summary) - RIA
Click below to view Alan Jeffrey Cohn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
January 27, 1999 - Present
SAGE FINANCIAL GROUP INC.
Office #1: Five Tower Bridge 300 Barr Harbor Drive, Suite 200, West Conshohocken, PA 19428RIA
CRD#: 116574
West Conshohocken, PA
Past
November 7, 2003 - October 25, 2010
DAS FINANCIAL SERVICES, INC.
BD
CRD#: 127038
W. CONSHOHOCKEN, PA
Past
January 2, 1989 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
January 2, 1989 - December 11, 2002
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SAGE FINANCIAL GROUP INC.
SAGE FINANCIAL GROUP INC. | SAGE, COVER + ROSSITER PARTNERS
CRD#: 116574 / SEC#: 801-61553
RIA
Registered Investment Advisory firm - (10/25/2002 Approved)Delaware
Registered Investment Advisory firm - (12/31/2002 Terminated)Maryland
Registered Investment Advisory firm - (12/17/2002 Terminated)New Jersey
Registered Investment Advisory firm - (12/17/2002 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/19/2002 Terminated)Texas
Registered Investment Advisory firm - (10/29/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(1/27/1999)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 10/26/1987
Non-Member General Securities ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 6/9/2003
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
SF
SAGE FINANCIAL GROUP INC.
SAGE FINANCIAL GROUP INC. | SAGE, COVER + ROSSITER PARTNERS
CRD#: 116574 / SEC#: 801-61553
RIA
Registered Investment Advisory firm - (10/25/2002 Approved)Delaware
Registered Investment Advisory firm - (12/31/2002 Terminated)Maryland
Registered Investment Advisory firm - (12/17/2002 Terminated)New Jersey
Registered Investment Advisory firm - (12/17/2002 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/19/2002 Terminated)Texas
Registered Investment Advisory firm - (10/29/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Five Tower Bridge 300 Barr Harbor Drive, Suite 200, West Conshohocken, PA 19428
Mailing Address
Phone number
(484) 342-4400
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (21 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,205 |
| AUM (Assets Under Management) | $ 3,624,143,746 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/09/2024 | ||
| 11/06/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
SAGE FINANCIAL GROUP INC.
Co-PresidentCRD#: 116574West Conshohocken, PA 19428TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
