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Walter Martin Peczon

AIRWALLEX CAPITAL (US)

SAN FRANCISCO, CA

·CRD# 1762762·34 years experience

Professional Summary

Walter Martin Peczon, who also goes by Walter Peczon, Wally Peczon, is a registered financial advisor currently at AIRWALLEX CAPITAL (US) LLC located in San Francisco, California. Walter is registered as a RR (Registered Representative) and started their career in finance in 1988. Walter has worked at 15 firms and has passed the Series 65, Series 63, Series 82TO, Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Walter Peczon, Wally Peczon

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

AIRWALLEX CAPITAL (US) LLC·CRD# 332388

BD

1. 188 Spear Street 9th Floor, San Francisco, CA, 941052. 188 Spear Street 9th Floor, San Francisco, CA, 94105

October 15, 2025 - Present

SPRINKLEBROKERAGE, INC.·CRD# 285216

BD

San Diego, CA

May 15, 2023 - June 29, 2023

DOO FINANCIAL US, INC.·CRD# 24409

BD

Fort Worth, TX

June 27, 2022 - October 12, 2023

TECHSPEED CLEARING LLC·CRD# 313766

BD

Addison, TX

February 9, 2022 - August 29, 2025

RISEVEST FINANCIAL SECURITIES LIMITED·CRD# 151120

BD

New York, NY

September 23, 2021 - November 28, 2023

VELOX CLEARING LLC·CRD# 290215

BD

Miami, FL

May 30, 2018 - February 4, 2021

VELOX SECURITIES, INC.·CRD# 285402

BD

Anaheim, CA

February 8, 2017 - July 31, 2017

ELECTRONIC TRANSACTION CLEARING, INC.·CRD# 146122

BD

Dallas, TX

July 14, 2011 - January 3, 2017

FINANCIAL ADVISERS OF AMERICA, LLC·CRD# 142170

RIA

Carlsbad, CA

March 6, 2009 - July 14, 2011

FINANCIAL ADVISERS OF AMERICA, LLC·CRD# 142170

BD

Carlsbad, CA

March 6, 2009 - July 14, 2011

GOLD COAST SECURITIES, INC.·CRD# 110925

BD

Gold River, CA

June 19, 2006 - December 9, 2008

GOLD COAST SECURITIES, INC.·CRD# 110925

RIA

Gold River, CA

June 7, 2006 - December 9, 2008

NATIONAL PLANNING CORPORATION·CRD# 29604

BD

Los Angeles, CA

April 24, 2000 - June 24, 2004

NATIONAL PLANNING CORPORATION·CRD# 29604

RIA

Santa Monica, CA

December 23, 1999 - June 24, 2004

J.P. MORGAN CLEARING CORP.·CRD# 28432

BD

Brooklyn, NY

November 16, 1995 - August 28, 1998

J.P. MORGAN SECURITIES LLC·CRD# 79

BD

New York, NY

November 16, 1995 - August 28, 1998

WEDBUSH SECURITIES INC.·CRD# 877

BD

Pasadena, CA

May 10, 1994 - November 3, 1995

WEDBUSH SECURITIES INC.·CRD# 877

BD

Pasadena, CA

November 6, 1989 - June 13, 1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691

BD

New York, NY

February 24, 1988 - April 27, 1989

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Current Firm

AC

AIRWALLEX CAPITAL (US) LLC

AIRWALLEX CAPITAL (US) LLC

CRD#: 332388 / SEC#: 8-71282

BD

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Contact Information

Main Address

188 Spear Street 9th Floor, San Francisco, CA, 94105

Mailing Address

188 Spear Street 9th Floor, San Francisco, CA, 94105

Phone Number

(855) 932-3331

Established

Delaware since 06/24/2024

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
AIRWALLEX CAPITAL HOLDING (SINGAPORE) PTE LTD	SHAREHOLDER	—
DEDILECTIS, GARY JAMES	CFO & FINOP	1664764
PECZON, WALTER MARTIN	CEO & CCO	1762762

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(7/21/2026)

RR

Alaska
(3/5/2026)

RR

Arizona
(3/18/2026)

RR

Arkansas
(3/25/2026)

RR

California
(12/9/2025)

RR

Colorado
(4/23/2026)

RR

Connecticut
(3/9/2026)

RR

Delaware
(4/23/2026)

RR

District of Columbia
(4/1/2026)

RR

Florida
(12/19/2025)

RR

Georgia
(3/6/2026)

RR

Hawaii
(4/23/2026)

RR

Idaho
(4/23/2026)

RR

Illinois
(4/3/2026)

RR

Indiana
(3/24/2026)

RR

Iowa
(3/5/2026)

RR

Kansas
(4/23/2026)

RR

Kentucky
(3/5/2026)

RR

Louisiana
(2/4/2026)

RR

Maine
(3/5/2026)

RR

Maryland
(4/23/2026)

RR

Massachusetts
(3/30/2026)

RR

Michigan
(3/5/2026)

RR

Minnesota
(4/3/2026)

RR

Mississippi
(4/23/2026)

RR

Missouri
(3/20/2026)

RR

Montana
(3/27/2026)

RR

Nebraska
(3/13/2026)

RR

Nevada
(3/5/2026)

RR

New Hampshire
(3/10/2026)

RR

New Jersey
(4/23/2026)

RR

New Mexico
(3/9/2026)

RR

New York
(1/8/2026)

RR

North Carolina
(1/30/2026)

RR

North Dakota
(4/23/2026)

RR

Ohio
(3/11/2026)

RR

Oklahoma
(4/23/2026)

RR

Oregon
(3/19/2026)

RR

Pennsylvania
(1/21/2026)

RR

Puerto Rico
(6/16/2026)

RR

Rhode Island
(3/5/2026)

RR

South Carolina
(3/23/2026)

RR

South Dakota
(2/9/2026)

RR

Tennessee
(5/18/2026)

RR

Texas
(6/3/2026)

RR

Utah
(4/23/2026)

RR

Vermont
(1/21/2026)

RR

Virgin Islands
(4/23/2026)

RR

Virginia
(3/17/2026)

RR

Washington
(4/23/2026)

RR

West Virginia
(3/19/2026)

RR

Wisconsin
(3/5/2026)

RR

Wyoming
(4/23/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1995About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed May 2023About the Series 82TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2021About the Series 24 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Walter Martin Peczon's CRS (Customer Relationship Summary).

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WP

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