MT
Melanie D. Trexler
STRATEGIC ADVISERS LLC
CHARLOTTE, NC
Some features on this profile are disabled
CRD#: 1756779
MT
Professional summary
Melanie D Trexler, who also goes by Melanie Dawn Almond, Melanie Dawn Trexler, Melanie D Trexler, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Charlotte, North Carolina and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Melanie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Melanie has worked at 12 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Melanie Dawn Almond | Melanie Dawn Trexler | Melanie D Trexler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 11/2021 - DBA for LPL Business (entity for LPL business) - High Point Financial Design - Investment Related - High Point, NC 27265 2) 03/29/2022 - Clinard Financial - DBA: (Hybrid) Highpoint Financial Design - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/03/2022 - 40 Hours Per Month/8 Hours During Securities Trading. 3) 03/29/2022 - New Edge Advisors LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 01/03/2022 - 40 Hours Per Month/ 8 Hours During Securities Trading - I provide investment advisory services through New Edge Advisors LLC, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial..
CRS (Client Relationship Summary) - RIA
Click below to view Melanie D Trexler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
CHARLOTTE, NC
Current
March 21, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
March 31, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
CHARLOTTE, NC
Past
November 2, 2021 - December 22, 2022
NEWEDGE ADVISORS
RIA
CRD#: 171351
Highpoint, NC
Past
November 1, 2021 - November 1, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
HIGH POINT, NC
Past
November 1, 2021 - December 16, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
HIGH POINT, NC
Past
November 30, 2005 - November 11, 2021
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CHARLOTTE, NC
Past
November 30, 2005 - November 11, 2021
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CHARLOTTE, NC
Past
November 7, 2005 - November 25, 2005
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
SALISBURY, NC
Past
January 3, 2005 - November 25, 2005
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
ATLANTA, GA
Past
September 30, 2002 - January 3, 2005
NCF FINANCIAL SERVICES, INC.
BD
CRD#: 120471
DURHAM, NC
Past
March 15, 2001 - September 30, 2002
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
October 1, 2000 - February 16, 2001
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
October 21, 1998 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
Past
November 12, 1993 - May 31, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
November 12, 1993 - May 31, 1994
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/21/2023)
RR
Alaska(3/21/2023)
RR
Arizona(3/21/2023)
RR
Arkansas(3/21/2023)
RR
California(3/21/2023)
RR
Colorado(3/21/2023)
RR
Connecticut(3/21/2023)
RR
Delaware(3/21/2023)
RR
District of Columbia(3/21/2023)
RR
Florida(3/21/2023)
RR
Georgia(3/21/2023)
RR
Hawaii(3/21/2023)
RR
Idaho(3/21/2023)
RR
Illinois(3/21/2023)
RR
Indiana(3/21/2023)
RR
Iowa(3/21/2023)
RR
Kansas(3/21/2023)
RR
Kentucky(3/21/2023)
RR
Louisiana(3/21/2023)
RR
Maine(3/21/2023)
RR
Maryland(3/21/2023)
RR
Massachusetts(3/21/2023)
RR
Michigan(3/21/2023)
RR
Minnesota(3/21/2023)
RR
Mississippi(3/21/2023)
RR
Missouri(3/21/2023)
RR
Montana(3/21/2023)
RR
Nebraska(3/21/2023)
RR
Nevada(3/21/2023)
RR
New Hampshire(3/21/2023)
RR
New Jersey(3/21/2023)
RR
New Mexico(3/21/2023)
RR
New York(3/21/2023)
RR
North Carolina(3/21/2023)
IAR
North Carolina(3/31/2025)
RR
North Dakota(3/21/2023)
RR
Ohio(3/21/2023)
RR
Oklahoma(3/21/2023)
RR
Oregon(3/21/2023)
RR
Pennsylvania(3/21/2023)
RR
Puerto Rico(3/21/2023)
RR
Rhode Island(3/21/2023)
RR
South Carolina(3/21/2023)
RR
South Dakota(3/21/2023)
RR
Tennessee(3/21/2023)
RR
Texas(3/21/2023)
RR
Utah(3/21/2023)
RR
Vermont(3/21/2023)
RR
Virgin Islands(3/21/2023)
RR
Virginia(3/21/2023)
RR
Washington(3/21/2023)
RR
West Virginia(3/21/2023)
RR
Wisconsin(3/21/2023)
RR
Wyoming(3/21/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 3/21/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
