Carrie L. Fleisher
Professional summary
Carrie Lee Fleisher, who also goes by Carrie Lee Wallace, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Columbus, Ohio.
Carrie is registered as a RR (Registered Representative) and started their career in finance in 1988. Carrie has worked at 9 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carrie Lee Fleisher's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2018 - Present
THE LEADERS GROUP, INC.
Office #1: 41 S High Street Suite 3400, Columbus, OH 43215April 23, 2007 - April 5, 2016
M FINANCIAL SECURITIES MARKETING, INC.
March 14, 2002 - April 4, 2016
M HOLDINGS SECURITIES, INC.
January 3, 2000 - December 31, 2001
RAGEN MACKENZIE INVESTMENT SERVICES, LLC
July 13, 1995 - December 31, 1999
MARKETING ONE SECURITIES, INC.
August 31, 1994 - July 6, 1995
ROBERT W. BAIRD & CO. INCORPORATED
August 31, 1994 - July 6, 1995
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
June 5, 1993 - May 11, 1994
WAMU INVESTMENTS, INC.
August 25, 1988 - May 4, 1993
HARRIS INVESTORLINE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/27/2018)
(3/5/2018)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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