John J. O'hagan

O'HAGAN GROUP

Bethlehem, PA 18018

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CRD#: 1754256

Professional summary

John Joseph O'hagan, who also goes by John J Ohagan, John Joseph Ohagan, John Joseph O`hagan, John O`hagan, is a registered financial advisor currently at O'HAGAN GROUP, INC. located in Bethlehem, Pennsylvania and PURSHE KAPLAN STERLING INVESTMENTS located in Bethlehem, Pennsylvania.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. John has worked at 12 firms and has passed the Series 66, Series 63, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John J Ohagan | John Joseph Ohagan | John Joseph O`hagan | John O`hagan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) O'Hagan Group Inc. Investment Related. Located at 1429 W Broad Street, Bethlehem, PA 18018. Nature - RIA. Position - Owner/ President. Start - 10/2021. 120 hours per month, 120 hours during trading hours. Duties - managing RIA practice, actively manage client's fee based accounts. 2) United Airlines. Not Investment Related. Located at 233 S Wacker Drive, Chicago, IL 60606. Nature - Employee of United Airlines. Position - Pilot on Long Term Disability. Start - 11/1992. 0 hours per month, 0 hours during trading hours. Duties - currently on long term disability. 3) Create A Path 1st. Not Investment Related. Located at 1429 W Broad Street, Bethlehem, PA 18018. Nature - 501c3 Non-profit. Position - Owner/President. Start 05/2020. 5 hours per month, 5 hours during trading hours. Duties - provide funding for the non-profit by giving charitable donations to the foundation. The money is used to purchase groceries which are dropped off at a local food shelter. Money is also used to pay rent for a local boxing gym in the city which its main goal is to get kids off the street. 4) PKS Financial. Investment Related. Located at 80 State Street, Albany NY 12211. Nature - Fixed Insurance and Annuity Business. Position - Agent. Start 10/2021. 5 hours per month, 5 hours during trading hours. Duties - sell Fixed Insurance and Annuities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph O'hagan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2021 - Present

O'HAGAN GROUP, INC.

Office #1: 1429 West Broad Street, Bethlehem, PA 18018

RIA

CRD#: 315389

Bethlehem, PA

Current

October 1, 2021 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 1429 W. Broad Street, Bethlehem, PA 18018Office #2: 80 State Street, Albany, NY 12207

CRD#: 35747

Bethlehem, PA

Past

November 6, 2020 - September 30, 2021

ARBOR POINT ADVISORS

RIA

CRD#: 165127

BETHLEHEM, PA

Past

November 6, 2020 - September 30, 2021

SECURITIES AMERICA, INC.

CRD#: 10205

Bethlehem, PA

Past

January 19, 2016 - November 6, 2020

CRD#: 6694

BETHLEHEM, PA

Past

July 11, 2003 - October 31, 2003

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

August 25, 1989 - June 12, 1990

A. G. EDWARDS & SONS, INC.

CRD#: 4

Past

October 22, 1987 - September 6, 1988

EDWARD JONES

CRD#: 250

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

O'HAGAN GROUP, INC.

CRD#: 315389 / SEC#: 801-121753

RIA

Registered Investment Advisory firm - (7/15/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/1/2021)

Arizona
(10/12/2021)

California
(10/4/2021)

Colorado
(10/5/2021)

Connecticut
(10/6/2021)

Florida
(10/4/2021)

IAR

Florida
(8/12/2024)

Kansas
(10/4/2021)

Louisiana
(10/11/2021)

Maryland
(10/4/2021)

Michigan
(10/5/2021)

Missouri
(10/1/2021)

Montana
(10/7/2021)

Nevada
(10/11/2021)

New Hampshire
(10/18/2021)

New Jersey
(10/5/2021)

New Mexico
(10/5/2021)

North Carolina
(10/4/2021)

Ohio
(10/21/2021)

Oklahoma
(10/5/2021)

IAR

Pennsylvania
(9/30/2021)

Pennsylvania
(10/5/2021)

Tennessee
(10/5/2021)

IAR

Texas
(9/30/2021)

Texas
(10/4/2021)

Utah
(10/4/2021)

Vermont
(10/5/2021)

Virginia
(10/5/2021)

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

O'HAGAN GROUP, INC.

CRD#: 315389 / SEC#: 801-121753

RIA

Registered Investment Advisory firm - (7/15/2021 Approved)

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Contact information

Main Address

1429 West Broad Street, Bethlehem, PA 18018

Mailing Address

Phone number

(610) 625-8855

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR THE O'HAGAN GROUP (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,422
AUM (Assets Under Management)	$ 1,021,872,212

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/06/2025	Cover Page	Report
09/26/2024	Cover Page	Report
10/06/2023	Cover Page	Report
10/06/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John J. O'hagan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph O'hagan's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

ARBOR POINT ADVISORS

SECURITIES AMERICA, INC.

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

PKS ADVISORY SERVICES, LLC

PURSHE KAPLAN STERLING INVESTMENTS

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

INTEGRATED ASSET MANAGEMENT, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

WALNUT STREET SECURITIES, INC.

A. G. EDWARDS & SONS, INC.

EDWARD JONES

Primary Firm SEC Registration

O'HAGAN GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/10/2003

Series 63

Date: 11/20/1987

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/10/2003

FINRA

Current Firm

O'HAGAN GROUP, INC.

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

O'HAGAN GROUP, INC.

TRUST BUT VERIFY

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