Paul J. Monaco
Professional summary
Paul J Monaco, who also goes by Paul Johnathon Monaco, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Baltimore, Maryland and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Paul has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paul J Monaco's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 15, 2025 - Present
EMPOWER ADVISORY GROUP, LLC
October 15, 2025 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111April 11, 2024 - June 12, 2025
MORGAN STANLEY
March 7, 2024 - June 12, 2025
MORGAN STANLEY
July 13, 2011 - August 12, 2014
VANGUARD MARKETING CORPORATION
January 20, 1995 - August 14, 2008
VANGUARD MARKETING CORPORATION
December 12, 1990 - February 6, 1995
PFS INVESTMENTS INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 3/7/2024
General Securities Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
