JL
Jeffrey A. Laine
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Ocean City, NJ
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CRD#: 1752509
JL
Professional summary
Jeffrey Arthur Laine is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Ocean City, New Jersey and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Ocean City, New Jersey.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Jeffrey has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 6, Series 51, Series 26 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 2) JEFFREY A LAINE CPA LLC, 1233 Haddonfield Berlin Rd, Suite 10, Voorhees NJ 08043, United States, 10/11/2022, Member, Tax Services, 120 HR/MO - 120 HR/MO TRADING 3) JEFFREY A LAINE INSURANCE PRODUCER, 1233 Haddonfield Berlin Rd, Suite 10, Voorhees NJ 08043, United States, 10/11/2022, Owner, Owner/Partner of a Business, NIR, 10 HR/MO - 10 HR/MO TRADING 4) JMBB PARTNERS LLC, 1233 Haddonfield Berlin Rd, Suite 10, Voorhees NJ 08043, United States, 10/11/2022, Owner, Real Estate, NIR, 3 HR/MO - 3 HR/MO TRADING 5) LAINEFINANCIAL ADVISORS, INC., 1233 Haddonfield Berlin Rd, Suite 10, Suite 10, Voorhees NJ 08043, United States, 08/16/2022, IAR, DBA, INV REL, 80/MO - 80/Trading 6) LANTERNS CONDOMINIUM ASSOCIATION, 450 11th Ave South, Suite 10, Naples FL 34102, United States, 09/05/2025, President, Volunteer, NIR, 4 HR/MO - 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Arthur Laine's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 20, 2023 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #3: 1233 Haddonfield Berlin Rd., Voorhees, NJ 08043RIA
CRD#: 134139
Ocean City, NJ
Current
January 18, 2023 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #2: 1233 Haddonfield Berlin Rd., Voorhees, NJ 08043BD
CRD#: 39543
Ocean City, NJ
Past
December 7, 2004 - April 25, 2023
LAINE FINANCIAL GROUP, INC.
RIA
CRD#: 124671
CHERRY HILL, NJ
Past
May 26, 1994 - June 2, 2023
COMMONWEALTH FINANCIAL GROUP, INC.
BD
CRD#: 32505
VOORHEES, NJ
Past
February 12, 1990 - November 19, 1991
VAN LIEW SECURITIES, INC.
BD
CRD#: 25332
PROVIDENCE, RI
Past
December 10, 1987 - November 10, 1992
TRIO SECURITIES, INC.
BD
CRD#: 19141
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(1/18/2023)
RR
Florida(1/18/2023)
RR
Hawaii(1/18/2023)
RR
Massachusetts(1/18/2023)
RR
New Jersey(1/18/2023)
IAR
New Jersey(1/20/2023)
RR
Pennsylvania(4/7/2023)
RR
South Carolina(5/19/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
